Amtrak’s plan for high-speed rail on the Northeast Corridor, at a cost of about $290 billion depending on the exact alternative chosen, is unacceptably costly. I went into some details of where excess cost comes from in an older post. In this post, I hope to start a series in which I focus on a specific part of the Northeast Corridor and propose a cheaper alternative than what the NEC Future plan assumes is necessary. The title is taken from a post of mine from four years ago; since then, the projected costs have doubled, hence the title is changed from 90% cheaper to 95% cheaper. In this post, I am going to focus on untangling Frankford Junction.
Frankford Junction is one of the slowest parts of the Northeast Corridor today south of New York. It has a sharp S-curve, imposing a speed limit of 50 mph, or 80 km/h. While worse slowdowns exist, they are all very close to station throats. For example, Zoo Junction just north of Philadelphia 30th Street Station has a curve with radius about 400 meters and an interlocking, so that superelevation is low. The speed limit is low (30 mph, or 50 km/h), but it’s only about 2 km out of the station; it costs about 2 minutes, and with proper superelevation and tilting the speed limit could be doubled, reducing the time cost to 25 seconds. In contrast, Frankford Junction is about 13 km out of 30th Street Station; an 80 km/h restriction there, in the middle of what could be a 200 km/h zone, makes it uneconomic for trains to accelerate to high speed before they clear the junction. This impacts about 4 km, making it a 108-second slowdown, which can be mitigated by either more tilting or a wider curve. In reality, a mixture is required.
The NEC Future plan for high-speed rail, the $290 billion Alternative 3, avoids the Frankford Junction S-curve entirely by tunneling under Center City and building a new HSR station near Market East, a more central location than 30th Street; see PDF-pp. 19, 20, and 78 of Appendix A of the environmental impact statement. This option should be instantly disposed of: 30th Street is close enough to the Philadelphia CBD, and well-connected enough to the region by public transit, that it is no worse a station choice than Shin-Osaka. The Tokaido Shinkansen could not serve Osaka Station as a through-station without tunneling; since Japan National Railways wanted to be able to extend HSR onward, as it eventually did with the Sanyo Shinkansen, it chose to serve Osaka via a new station, Shin-Osaka, 3 km away from the main station. Given the expense of long tunnels under Philadelphia, the slightly less optimal station today should be retained as good enough.
A lower-powered plan providing some HSR functionality, Alternative 2, does not include a new tunnel under Philadelphia, but instead bypasses Frankford Junction. On Appendix A, this is on PDF-pp. 19, 20, and 70. Unfortunately, the bypass is in a tunnel, which appears to be about 4 kilometers. The tunnel has to cross under a minor stream, Frankford Creek, adding to the cost. Instead, I am going to propose an alignment that bypasses the tunnel, with moderate takings, entirely above ground.
In brief, to minimize trip times without excessive construction, it is best to use the highest superelevation and cant deficiency that HSR technology supports today. The maximum superelevation is 200 mm, on the Tokaido Shinkansen (link, PDF-p. 41); there were plans to raise superelevation to 200 mm on the Tohoku Shinkansen, to permit a maximum speed of 360 km/h, but they were shelved as that speed created problems unrelated to superelevation, including noise, pantograph wear, and long braking distances. The maximum cant deficiency on existing trainsets capable of more than 300 km/h is about 180 mm, including the E5/E6 Shinkansen and the Talgo 350 and Talgo AVRIL. Tilting trains capable of nearly 300 mm cant deficiency exist, but are limited to 250 km/h so far. With 200 mm superelevation and 175 mm cant deficiency, speed in meters per second equals square root of (2.5 * curve radius in meters); the minimum curve radius for 200 km/h is then 1,235 meters.
An S-curve requires some distance to reverse the curve, to avoid shocking the train and the passengers with a large jerk, in which they suddenly change from being flung to the right to being flung to the left. If you have ridden a subway, sitting while the train was decelerating, you must have noticed that as the train decelerated, you felt some force pushing you forward, but once the train came to a complete stop, you’d be pulled backward. This is the jerk: your muscles adjusted to being pushed forward and resisting by pulling backward, and once the train stopped, they’d pull you back while adjusting back to the lack of motion. This is why S-curves built a long time ago, before this was well-understood, impose low speed limits.
With today’s computer-assisted design and engineering, it’s possible to design perfect S-curves with constant, low jerk. The limits are described in the above link on PDF-pp. 30 and 38. With the above-described specs, both sets of standards described in the link require 160 meters of ramp. For a single transition from tangent track to a fully superelevated curve, this can be modeled very accurately as 80 meters of straight track plus the circular curve (half the transition spiral is within the curve); the displacement from an actual spiral curve is small. For an S-curve, this requires double the usual transition, so 160 meters of tangent track between the two circles; bear in mind that this distance grows linearly with speed, so on full-speed 360 km/h track, nearly 300 meters are required.
Here is a drawing of two circles and a tangent track between them. The curve of course consists only of a short arc of each circle. The straight segment is a little less than 700 meters, which permits a gentle spiral. The curves have radius 1,250 meters. Takings include a charter school, a wholesale retailer, an auto shop, and what appears to be industrial parking lots, but as far as I can tell no residences (and if I’m wrong, then very few residences, all very close to industrial sites). The charter school, First Philadelphia Preparatory, is expanding, from 900 students in 2012-3 to an expected 1,800 in 2018-9. School construction costs in Pennsylvania are high, and $100 million is expected for a school of that size; see also table 5 on PDF-p. 7 here for national figures. The remaining takings are likely to cost a fraction of this one. Even with the high cost of takings, it is better to realign about 2 kilometers of track above-ground, at perhaps $150 million, than to build 4 km of tunnel, at $1.5 billion; both figures are based on cost items within the NEC Future . This represents a saving of about 83% over Alternative 2, which is projected to cost $116-121 billion excluding rolling stock (PDF-p. 42 of chapter 9 of the EIS).
Given the long spiral length, it may be feasible to avoid the charter school entirely. This would probably require shrinking curve radius slightly, permitting 180 or 190 km/h rather than 200 km/h. However, the travel time cost is measured in seconds: with about 11 km from the end of Zoo Junction to the northern end of Frankford Junction, of which 1 is required just to accelerate to speed, the difference between 200 and 180 km/h is 20 seconds. Further savings, reducing this time difference, are possible if the speed limit without taking the school is 190, or if trains accelerate to 200, decelerate to curve speed, and accelerate again to the north. This option would improve the cost saving over Alternative 2 to about 90%.
The correct way forward for affordable improvement of the Northeast Corridor is to look for ways in which expensive infrastructure can be avoided. If a tunnel can be replaced by a viaduct at the cost of a few extra takings, it should be. If an expensive undertaking can be avoided at the cost of perhaps 10 seconds of extra travel time, then it probably should be avoided. There should be some idea of how much it’s acceptable to spend per minute of marginal travel time saving, by segment: the New York-Philadelphia segment has the heaviest traffic and thus should have the highest maximum cost per unit of time saved. But even then, $100 million for 20 seconds is probably too high, and $100 million for 10 seconds is certainly too high.
Two recent news items have driven home the point that American construction costs are out of control. The first is the agreement between the federal government and the states of New York and New Jersey to fund the Gateway project, at a cost of $20 billion. The second is the release of more detailed environmental impact studies for high-speed rail on the Northeast Corridor; I previously expressed tepidly positive sentiment toward the NEC Future concept, but now there are concrete cost projections: the only full HSR option, Alternative 3, is projected to cost $290 billion. As Stephen Smith noted on Twitter, Alternative 3 is twice as expensive per km as the mostly underground Chuo Shinkansen maglev. As such, I am going to ignore other issues in this post, such as whether to serve Hartford on the mainline or not: they are real issues, but are secondary concerns to the outrageous cost figures.
Although both Gateway and NEC Future have extreme costs – too high for me to be able to support either project – the causes of those high costs are different. Gateway includes not just a new tunnel across the Hudson but also substantial unnecessary scope in Penn Station South; however, I suspect that even if the scope is pared down to the minimum required to provide four tracks from Newark to New York, the budget would still be very high. The bare Gateway tunnel (including Penn South) is to my understanding $14-16 billion; the maximum cost that can be justified by the extra ridership, unless additional operating improvements (which can be done today) are in place, is about $7 billion. As with Second Avenue Subway, there is a real problem of high unit costs. I emphasize that there is too much scope in Gateway, but the scope alone cannot explain why 5 km of tunnel cost many billions, when expensive non-US projects such as Crossrail top at a billion dollars per km and the geologically more complex Marmaray tunnel cost (in PPP terms) about $400 million per km.
The situation with NEC Future is different, in two ways. First, if Gateway cuts a zero from the budget, I will consider it a solid project, perhaps even an inexpensive one given the wide river crossing. (For reference, in 2003 the projected cost was $3 billion). In contrast, if NEC Future cuts a zero from its budget, I will still consider it too expensive – perhaps worth it because of the benefits of HSR, but certainly too high to be built without further inquiry. $29 billion for 720 km is justified for a line with a fair amount of tunneling and entirely greenfield construction, whereas the NEC has long segments that are already nearly ready for HSR and requires very little tunneling.
But second, and more importantly, NEC Future’s unit costs are not high. Read appendix B.06, which discusses cost: on PDF-p. 28 it breaks down cost by item, and other than the tunnels, which at $400-500 million per km are several times as expensive as intercity rail tunnels usually are, the infrastructure items’ per-km costs are reasonable. And the NEC doesn’t require much tunneling in the first place: Connecticut may be hilly, but HSR can climb 3.5% grades and ride on top of the hills, and only in Bridgeport is tunneling really necessary. Make it perhaps 5 km of required tunneling, all around Bridgeport. When I said $10 billion would build full-fat HSR on the NEC, I assumed $200-250 million per km for the Bridgeport tunnel. I also assumed $750 million for new tunnels in Baltimore, whose cost has since risen to $4 billion in part due to extra scope (4 tracks rather than 2). So 2 extra billions come from more expensive tunneling, and 278 extra billions come from bloated scope. Perhaps a subset of the 278 comes from high unit costs for systems and electrification, but these are not the main cost drivers, and are also quite easy to copy from peer developed countries. In the rest of this post, I will document some of the unnecessary scope. I emphasize that while Alternative 3 is the worst, the cost projection for Alternative 1, at $50 billion, is still several times the defensible cost of improvements.
Let us turn to chapter 4, the alternatives analysis, and start on PDF-p. 54. Right away, we see the following wasteful scope in Alternative 2:
- Full four-tracking on the Providence Line, instead of strategic overtakes as detailed here.
- A bypass of the Canton Viaduct, which at a radius of 1,746 meters imposes only a mild speed restriction on trains with E5 and Talgo tilt capability, 237 km/h.
- An entirely new tunnel from Penn Station to Sunnyside, adding a third East River tunnel even though the LIRR is not at capacity now, let alone after East Side Access opens.
- A tunnel under Philadelphia, so as to serve the city at Market East rather than 30th Street Station.
- Two new HSR-dedicated tracks in New Jersey parallel to the NEC, rather than scheduling commuter trains on existing local tracks as detailed here.
- Two new HSR-dedicated tracks alongside much of the New Haven Line, even in areas where the existing alignment is too too curvy.
- Extensive tunneling between New Haven and Providence (see PDF-pp. 69-70 and 75), even in Alternative 1, even though HSR trains can climb the grades on the terrain without any tunnels outside the Providence built-up area if the tracks go west.
Alternative 2 also assumes service connecting New Haven, Hartford, and Providence, which I do not think is the optimal alignment (it’s slightly more expensive and slower), but is defensible, unlike the long proposed tunnels under Philadelphia, totaling around 30 km. The overall concept is also far more defensible than the tunnel-heavy implementation.
Alternative 3 adds the following unnecessary scope (see PDF-pp. 58 and 76-83):
- Full six-tracking between New York and Philadelphia and between Baltimore and Washington.
- Tunnel-heavy alignment options bypassing the New Haven Line, including inland options via Danbury or a tunnel across the Long Island Sound.
- The new Baltimore tunnels are longer and include a new Baltimore CBD station, where the existing station is at the CBD’s periphery.
- If I understand correctly, new platforms at New York Penn Station under the existing station.
- Tunnels under the built-up area of Boston.
According to the cost breakdown, at-grade track costs $20 million per km, embankments cost $25 million per km, elevated track costs about $80 million per km, and tunnels cost $400 million per km. When I draw my preferred alignments, I assume the same cost elements, except tunnels are cheaper, at $200 million per km. (I also add 20% for overheads on top of these base costs, whereas these documents add contingency on top of that.) This should bias the NEC Future toward above-ground options.
Instead, look at the maps in appendix A. Alternative 3 is PDF-pp. 76-81. The options for getting out of the New York urban area include an almost entirely tunneled inland alignment, and a tunnel under the Long Island Sound; making small compromises on trip time by using the New Haven Line, and making up time elsewhere by using better rolling stock, is simply not an option to the planners.
Let’s go back to Gateway now. Although the cost premium there is not as outrageous as for NEC Future, it is a good case study in what the US will fund when it thinks the project is necessary and when there is sufficient lobbying. Paris has the political will to spend about $35 billion on Grand Paris Express, and London is spending $22 billion on Crossrail and is planning to spend much more on Crossrail 2. Between Second Avenue Subway, the 7 Extension, Fulton Street Transit Center, the PATH terminal, East Side Access, and now Gateway, New York is planning to have spent $43 billion on public transit by the middle of next decade. And now people are talking about Second Avenue Subway Phase 2. The political will to build both rapid transit and HSR in the US exists; the government spends tens of billions on it. But due to poor cost effectiveness, what the US gets for its money is almost nothing.
The $20 billion that the federal government and both states are willing to set on fire for Gateway prove that, were there a plan to build HSR so that trains would go between Boston and Washington in three and a half hours on a budget of $10-15 billion, it would be funded. This is not a marginal case, where the best plan still elicits groans from anti-tax conservatives: those conservatives ride trains between New York and Washington and want them to be faster. Instead, it is purely about excessive costs. Gateway’s $20 billion could build the tunnel and also full HSR on the NEC, and the $290 billion that NEC Future wants to burn on HSR could build nearly a complete national HSR network, serving most metro areas above 1 million people. It’s no longer a question of political will; it’s purely a question of cost control. 95% cost savings are possible here, and this is the only thing advocates for better intercity rail in the US should be focusing on.
Update 2016/8/16: the deal is on, per sources at Amtrak; the cost is $2.5 billion, as reported originally.
Update 9/24: as Alex Block notes in comments, sources at Amtrak deny the story, saying that Schumer spoke too soon, and there are still two bidders and Amtrak has not yet made its choice. If the cost turns out to be $1-1.25 billion rather than $2.5 billion, I will withdraw any and all criticism of the procurement process.
A press release from Senator Charles Schumer’s office is abuzz: Amtrak chose Alstom’s bid for its next order of high-speed trainsets, the Next-Generation Acelas. The press release mentions the size of the contract, $2.5 billion, and the number of jobs it would create, 750; it did not include any information relevant to passengers, such as the number of trains, the expected schedule of delivery, the expected frequency, and the expected travel time. Various media outlets have reprinted Schumer’s press release without such additional information, or indeed any analysis. Let me rectify this and provide some background as to why this order is a fleece.
The order is for 28 trainsets with 425 seats each. This can be seen here and here. Of those 28 sets, 25 should be available for maximum service, well below the 98% peak availability achieved by the TGV, but an improvement over the Acela’s current 16 trains available out of 20. There is no mention of the number of cars, which is how orders are usually priced. However, on page 30 of the technical specs, it is mentioned that the maximum length is 200 meters, equivalent to 8 cars. The capacity is equivalent to about six cars’ worth of seating at the normal seat density of economy-class HSR (including the Amtrak Regional coach), or about seven cars’ worth averaged over all occupied Acela cars. The RFP mentions half a bistro car with an option for a full car (page 21 of instructions to offerors), so eight cars per train is a reasonable assumption. I have seen references to ten cars per set, which I believe come from the option for two additional cars per train (the instructions phrase this as “an extra 33.33% capacity”). From Schumer’s press release it’s difficult to know whether the $2.5 billion figure is the base order or also the option.
Eight cars per train times 28 trains equals 224 cars. $2.5 billion divided by 224 equals $11.2 million per car; if I am wrong and these are ten-car trains, then it is $8.9 million per car. In China, a very high-speed train, capable of 350-380 km/h, costs $4 million per car; this is $900 million at the size of Amtrak’s order. In Europe, the new Eurostar order cost a total of €600-700 million for ten 16-car Velaro trainsets, about $4.7-5.5 million per car in PPP terms (see here and here); the uncertainty comes from euro:pound conversion rates and from the fact that a portion of the order is for refurbishment of the older trainsets. Siemens also sold 8-car Velaros to Deutsche Bahn for $5.2 million per car, again in PPP terms. Japanese trains are even cheaper, about $3 million per car in a recent N700 order, but only last 20 years, whereas European HSR trainsets last 40 and Amtrak specified a 30-year shelf life. The only non-US trainset order that I’ve seen that approaches the $10 million per car mark is the Velaro RUS, which is €600 million for eight 10-car trains, and this includes substantial modifications, such as winterization.
There is no excuse for such high costs. The technical specs are not particularly innovative: on page 22 of the document linked above, it is mentioned that cant deficiency should be 127 mm if the trains don’t tilt and 229 if they do, both of which figures are unimpressive by the respective standards of non-tilting and tilting trains. There is no explicit requirement for tilt. There is a requirement that trains be capable of traveling between New York and Washington in 2:21 (current trip time is 2:48) and between New Haven and Boston in 1:51 (current trip time is about 2 hours, skipping New London, which the specs require trains to stop at); there is no mention of which track upgrades are forthcoming, but given Amtrak’s heavy schedule padding, it is not difficult for a good train to meet the requirements. I do not bring these specs up to attack Amtrak for not demanding more of the trains, but to note that what Amtrak is asking is standard, so there is no reason for trains to be unusually expensive.
I will note that due to Buy America provisions, the trains will be manufactured in the US, at Alstom’s factory in Hornell. This has not caused cost blowouts for the large orders made by the New York subway, the LIRR, and Metro-North, but perhaps this order is small enough that requiring Alstom to build it at a new factory leads to major cost increases. It is also possible that due to difficulties in the bidding process, there are fewer bidders than is normal – Bombardier dropped out of the process last year, and in general, some US contracts have just one bid, with correspondingly elevated prices. But regardless of the reason, Amtrak’s order comes at a factor-of-two cost premium, and Schumer just expressed pride at the few hundred jobs that this waste would create.
The Northeast Corridor high-speed rail investment studies are moving forward, and four days ago the FRA released an early environmental impact study on the subject, as part of the NEC Future program. The study moves in part in the right direction, in that it considers many different segment-level improvements (for example, specific bypasses of curvy segments), but it still isn’t quite going in the right direction. It’s not a bad study in itself, but it does have a lot of drawbacks, and I would like to discuss the ultimate problems with its approach.
The EIS studies three alternatives, as well as an obligatory No Build option.
Alternative 1 includes minimal investment: capacity improvements already under consideration, including new Hudson tunnels; grade-separation of at-grade rail junctions, including Shell interlocking between the Metro-North New Haven Line to Grand Central and the NEC, which imposes a severe speed limit (30 mph, the worst outside major city stations) and a capacity constraint; and a limited I-95 bypass of the legacy NEC route in eastern Connecticut, to avoid the existing movable bridges. The bulk of the expense under this alternative, excluding the predominantly commuter-oriented new Hudson tunnels, involves replacing or bypassing obsolete or slow bridges with faster segments. I have advocated such an approach in certain cases for years, such as the Cos Cob Bridge; if anything, Alternative 1 does not do this enough, but I do appreciate that it uses this solution.
Alternative 2 constructs HSR along the NEC route, except for a major deviation to serve Hartford. It is also bundled with various bypasses and new stations elsewhere: under this alternative, Philadelphia and Baltimore get new stations, with extensive urban tunneling to reach those stations. Alternative 3 does the same, but considers more deviations, including a tunnel between Long Island and New Haven, and an inland route through Connecticut, closer to I-84 than to I-95 and the legacy NEC; it also constructs dedicated HSR tracks between New York and Washington.
The EIS does not include cost figures. It includes travel time figures on PDF-p. 51, which seem to be based on unfavorable assumptions: Alternative 2, called Run 5, does New York-Boston in 2:17 for trains making a few major-city intermediate stops; the Alternative 3 proposals vary widely depending on alignment, of which the fastest, the I-84 inland route, takes 1:51, again making intermediate stops.
First, the EIS includes service plan elements, stating the projected frequency of regional and express trains using the tracks. It also talks about clockface scheduling and proposes a pulse in Philadelphia, allowing timed transfers in all directions between local and express intercity trains as well as trains on the Keystone corridor. It goes further and discusses regional rail on the intercity tracks in the alternatives that include extensive new construction. In these ways, it focuses on regionwide rail integration far more than previous plans.
Second, in general, the correct way to think about NEC investment is component by component. The EIS gets closer to this ideal, by considering many different route combinations north of New York, and advancing several of them under the Alternative 3 umbrella.
And third, the concept of Alternative 1 is solid. In many cases, it is possible to bundle a trip time or capacity improvement into the replacement of an obsolete structure at very low additional cost. The example I keep coming back to is the Cos Cob Bridge, but it is equally true of the movable bridges east of New Haven. I also greatly appreciate that Alternative 1 recognizes the importance of grade-separating railroad junctions.
Ultimately, the EIS does not take the three good concepts – integrated service planning, component-by-component thinking, and bundling trip-time improvements when the marginal cost of doing so is low – to their full conclusion. Thus, there is no attempt at running intercity trains at high speed on shared track with commuter rail with timed overtakes, as I have proposed for both the inner New Haven Line and the Providence Line. On the contrary, the plan for capacity investment on the Providence Line includes extensive three-tracking, rather than limited, strategic four-track bypass segments. This cascades to the trip times, which are quite slow between New York and New Haven (1:08, for an average speed of 103 km/h), and a bit slower than they could be between Providence and Boston (24 minutes, whereas about 21 is possible with about zero investment into concrete).
The concepts of Alternatives 1, 2, and 3 represent bundles of levels of investment. This is the wrong approach. Alternatives 2 and 3 include new tunneled city-center stations in Baltimore and Philadelphia; but wouldn’t we want to consider city-center station tunnels in those two cities separately? It’s possible for one to turn out to be cost-effective but not the other. It’s possible for neither to be cost-effective, but for other improvements included in Alternative 2, such as curve modification around Metropark and Metuchen, to pencil out.
There’s far more interaction between different macro-level alignments, by which I mean such questions as “inland route or coastal route?” and “serve Hartford on the mainline or put it on a branch?”, than between such micro-level investments as individual curve modifications and urban tunnels. This means that instead of discrete alternatives, there should be one umbrella, taking in Alternative 2 and 3 variants, proposing all of those options as possibilities. A future study, with detailed cost figures, could then rank those options in terms of trip time saving per unit of cost, or in terms of social and financial ROI. This way, there would be concrete proposals for what a $5 billion plan, a $10 billion plan, a $20 billion plan, and so on would be.
Two elements in the study are inexcusable. First, the service plan description explicitly keeps Amtrak’s current separation of premium-fare Regionals and even-more-premium-fare Acelas. This is not how the rest of the world structures HSR: even when the HSR fares are substantially higher than the legacy rail fares, as in Spain, the fare per passenger-km is not very high, and is not targeted exclusively at business travelers. In France, the intercity fare (including TGVs, which are the bulk of French intercity traffic) was on average €0.112 per passenger-km in 2011. Premium service is provided on the same TGVs as standard service, in first-class cars. In contrast, Amtrak charges about $0.29 per passenger-km on the Regional and $0.53 on the Acela.
And second, the investment alternatives appear to include more tunneling than is necessary. I will focus on the Hartford-Providence-Boston segment in Alternative 2, since it is less sensitive to assumptions on commuter rail track-sharing than the segments overlapping the New Haven Line. It is possible to go all the way from Hartford to the western margin of the Providence built-up area without any tunneling, and without outrageous bridging; see a past post of mine on the subject here, which concludes that it’s better to just go parallel to I-95 for trip time reasons. In Providence, tunnels are unavoidable, but can still be limited to short segments, mixed with elevated routes along pre-impacted freeway corridors. When I looked at it two years ago, I saw an alignment with just 2 km of tunnel, in Providence itself. In contrast, run A in figure 9 on PDF-p. 56 says that tunnels are about 27% of new construction between Hartford and Boston, which consists of, at a minimum, about 100 km of track between Hartford and Providence.
The EIS is a step in the right direction, insofar as it does consider issues of integrated service planning and prioritizing construction based on where it can be cheaply bundled into bridge replacement. However, it fails to consider cost limitations, as seen in the excessive tunneling proposed even in areas where high-speed tracks can run entirely above ground. It’s considering more options, which is good, but, Alternative 1, while representing a golden concept, is not sufficiently developed.
What I would like to see from a study in this direction is a mixture of the following:
- Discussion of how to avoid tunnels, including various tradeoffs that have to be made (for example, above-ground construction may require more takings). Generally, I want to see much less tunneling than is currently proposed.
- A well-developed incremental option, similar to Alternative 1 but more extensive, including for example I-95 bypasses all the way from New Haven to Kingston and along strategic segments of the New Haven Line, such as in Port Chester and Greenwich.
- Greater integration with regional rail; one litmus test is whether the Providence Line is proposed to be three-tracked for long stretches, or four-tracked at a key bypass station (the options are Sharon and the Route 128-Readville segment), and another is discussion of high-acceleration electric multiple units on the Providence Line and the Penn Line.
- Unbundling of projects within each alignment – there is no need to, for example, consider the Philadelphia and Baltimore tunnels together (I also think neither is a good idea, but that’s a separate discussion). The view should be toward an optimal set of projects within each alignment, since macro-level decisions such as whether to serve Hartford are more political than micro-level ones of which curves to fix. This permits explicit discussions such as “would you be willing to spend $2 billion and slow through-trains by 9 minutes to serve Hartford?”.
Except for the first, all are kind of present in this study, but in insufficient amount for me to view it as truly a step forward. The ultimate goal must be HSR in the Northeast on a reasonable budget – closer to $10 or even $20 billion than to the Amtrak Vision’s proposed $150 billion – and this requires carefully looking at which scope is required and which is not. The EIS has elements that can be used toward that goal, but ultimately it is a step sideways, not forward or in the wrong direction.
Twenty-five billion dollars. The New York region’s political heavyweights – Andrew Cuomo, Chris Christie, Chuck Schumer, Cory Booker, Bill de Blasio – all want new Hudson tunnels, without any state funding for them; Schumer is proposing federal funding and a new interstate agency, parallel to the existing Port Authority, and a total budget of $25 billion. This is the highest figure I have seen so far; Amtrak still says $16 billion and Cuomo says $14 billion, and it’s likely the Gateway tunnels are indeed about $16 billion, while the remainder is for associated projects, such as fully four-tracking the line from Newark to the tunnel portal, a distance of about 11 kilometers. It is not my intention to criticize the cost; I’ve done that before.
Instead, I would like to point out that each time Gateway is the news, there usually seems to be a fresh cost escalation. Is it a $10 billion project? A $14 billion project? A $16 billion project? Or a $25 billion project? And what is included exactly? Amtrak does not make it clear what the various items are and how much they cost; I have not seen a single cost estimate that attempts to establish a baseline for new Hudson tunnels without the Penn Station South component, which would provide a moderate short-term boost to capacity but is not necessary for the project. The articles I’ve seen do not explain the origin of the $25 billion figure, either; it may include the tunnel and full four-tracking of Newark-New York, or it may include additional scope, for example Amtrak’s planned vertical circulation for a future (unnecessary) deep cavern for high-speed rail (see picture here).
The main issue here, the way I see it, is the interaction between public trust and political self-aggrandizement. It is common in all aspects of Israeli governance for new ministers to announce sweeping changes and reorganizations, just to remind the country that they exist and are doing something; this generally makes it harder to implement gradual reforms, and makes it completely impossible to do anything by consensus. Implementing a plan that was developed by consensus over many years makes one a bureaucrat; leaders change everything. In the US, this is the case not everywhere in government, but at least within public transportation infrastructure.
As we see in the case of Schumer’s call for a new interstate authority, the changes a heavyweight politician makes in order to appear as a leader have nothing to do with real problems that the project may have. Solving those problems requires detailed knowledge of the project at hand, which is the domain of bureaucrats and technocrats, and not of heavyweight politicians. Even a heavyweight who understands that there is a problem may not know or care about how to fix it: for example, Christie used the expression “tunnel to Macy’s basement,” invoking the deep cavern, to explain why ARC was wasteful, but chose to cancel the project rather than to remove the cavern and restore a track connection from the tunnel to Penn Station, which was in the official ARC Alt P plan until it was cut to limit the cost overruns. Managing a project is hard, and is, again, the domain of technocrats. The heavyweight will grandstand instead, regardless of whether it means canceling the project, or proposing an entirely new layer of government to build it.
As for trust, let us look at the benefits of new Hudson tunnels. The traditional, and least objectionable, is added capacity: the existing tunnels are currently at capacity during rush hour, and there’s much more demand for rail travel from New Jersey to Manhattan than they can accommodate. We can measure this benefit in terms of the combination of increased ridership from more service from more suburban areas, reduced crowding, and possibly slightly higher speeds. As a crude estimate of this benefit, current New Jersey Transit ridership at Penn Station is 87,000 per weekday in each direction. Doubling capacity means roughly doubling ridership, which would come from a combination of induced demand and diversion of traffic from cars, Port Authority buses, and commuter rail-PATH connections. This means the new tunnel can expect about 175,000 new commuter rail trips per weekday. At $10,000 per weekday trip, which is about average for very large non-US cities’ subway extensions, this justifies $1.75 billion. At $20,000, about the same as the projection for Grand Paris Express, Crossrail, and Second Avenue Subway Phase 1, all of which are justified on grounds of ridership and capacity on parallel lines, this is $3.5 billion. At $40,000, about the same as old projections for Second Avenue Subway Phase 2, which I used to analyze de Blasio’s Utica subway proposal, this is $7 billion. A $25 billion budget corresponds to a cost per rider well into the range of airport connectors.
Now, I’d like to think that informed citizens can look at these costs and benefits. At least, the fact that public transit projects only cost as much per rider as Gateway if they’re airport connectors (thus, of especial interest to the elites) or if something very wrong happened with the ridership projections, suggests that there is, normally, a ceiling to what the political system will fund. Even at $14-16 billion, the two states involved and the federal government groaned at funding Gateway, speaking to the fact that it’s not, in fact, worth this much money. In contrast, a bigger project, with bigger benefits, would be funded enthusiastically if it cost this much – for example, California already has almost this much money for high-speed rail, counting Prop 1A funds that are yet inaccessible due to the requirement of a 50/50 match from other sources.
Against this background, we see scare stories that Gateway must be built for reasons other than capacity and ridership. The old tunnels are falling apart, and Amtrak would like to shut them down one track at the time for long-term repairs. The more mundane reality is that the tunnels have higher maintenance costs than Amtrak would like since each track can only be shut down for short periods, on weekends and at night. This is buried in technical documents that don’t give the full picture, and don’t give differential costs for continuing the present regime of weekend single-tracking versus the recommended long-term closures. The given cost for Sandy-related North River Tunnel repairs is $350 million, assuming long-term closures, and it’s unlikely the present regime is billions of dollars more expensive.
I am reminded of the Tappan Zee Bridge replacement: the existing bridge has high maintenance costs due to its age and poor state, but the net present value of the maintenance cost is $2.5 billion and that of the excess maintenance cost is less, both figures well below the replacement cost. The bridge itself is structurally sound, but in popular media it is portrayed as structurally deficient. This relates to the problem of heavyweight politicians, for the Tappan Zee Bridge replacement is Cuomo’s pet project.
More fundamentally, who can trust any claim Amtrak makes about the structural soundness of tunnels? It says a lot that, when I asked on Twitter why transportation authorities do not immediately shut down unsafe pieces of infrastructure, various commenters answered “politics,” and on one (I believe James Sinclair) suggested that Amtrak order an emergency closure of one of the Hudson tunnel tracks just to drive home the point that new tunnels are necessary. I would like to stress that this is not Amtrak or a heavyweight proposing that, but the mere fact that commenters can seriously talk about it is telling. Most of the writers and commenters on the US transit blogosphere are very progressive and hate the Republicans; I have not seen a single comment recommending that the Democrats steal elections, fudge official statistics to make the party look more successful, or arrest Republican politicians on trumped-up charges, because in the US (and other first-world democracies), this is simply not done, and everyone except conspiracy theorists recognizes it. But politicizing the process of deciding which infrastructure projects are necessary for safety purposes and which are simply service expansions is normal enough that people can propose it half-seriously.
This brings me back to the issue of what I want the politicians to do, and what I expect them to do. What I want them to do is to be honest about costs and benefits, mediate between opposing interests (including different agencies that fight turf battles), and make decisions based on the best available information. This would necessarily limit costs, since, from the point of view of a member of Congress, if they get $25 billion for a piece of infrastructure then they cannot get $25 billion for another priority of theirs. They don’t do that, not in the US, and I’ve learned not to expect any better, as have the voters. Instead of working to make $25 billion go a longer way (to put things in perspective, I expect my regional rail tunnel proposal to cost $15-20 billion, at Crossrail 2 costs), Schumer is working to make $25 billion to sound like it’s going to a bigger deal than the new Hudson tunnels actually are.
None of this is a secret. American voters have learned to expect some kind of machine-greasing and politicking, to the point of losing the ability to trust either the politicians or the agencies, even in those cases when they are right. The result is that it’s possible to stretch the truth about how necessary a piece of infrastructure is, since people would believe or disbelieve it based on prior political beliefs anyway, and there is no expectation that the politicians or public authorities making those claims will have to justify them to the public in any detail. Lying to the public becomes trivially easy in this circumstance, and thus, costs can rise indefinitely, since everyone involved can pretend the benefits will rise to match them.
Several commenters, both here and on Streetsblog, have raised a number of points about my proposal to eliminate above-ground Penn Station and reduce the station to a hole in the ground. A few of those points are things I’d already thought about when I wrote that post and didn’t want to clutter; others are new ideas that I’ve had to wrestle with.
On Streetsblog, Mark Walker says, “Getting on a train at Penn is not like using the subway. Instead of a train that runs every five minutes, you’re waiting for a train that runs once per hour (more or less),” implying nicer waiting areas and lounges are needed. My proposal, of course, does not have dedicated waiting areas. (That said, there’s an immense amount of space on the platforms under the escalators, which could be equipped with chairs, tables, and newsstands.)
However, I take exception to the notion that when the train runs every hour, passengers wait an hour. When I lived in Providence, a few trips to Boston, New Haven, and New York taught me the exact amount of time it’d take me to walk from my apartment to the train station: 21 minutes. I learned to time myself to get to the station 2 minutes before the train would leave, and as I recall, I missed the train twice out of maybe 30 trips, and one of those was when I had a lot of luggage and was in a taxi and couldn’t precisely gauge the extra travel time. Walking is that reliable. People who get to Penn Station by subway have to budget some extra time to account for missed subway trains, but from much of the city, including the parts of the CBD not within walking distance from Penn, the required spare time is less than 10 minutes. Moreover, Penn is at its most crowded at rush hour, which is precisely when subway frequency is the highest, and people can reliably time themselves to within less than 5 minutes.
Outlying train stations in Switzerland are deserted except a few minutes before a train shows up, because the connecting transit is all timed to meet the train. This is of course inapplicable at very large stations with many lines, but the modes of transportation that most Penn Station users take to the station are reliable and frequent, if you can even talk of frequency for walking. The result is that the amenities do not need to be extravagant on account of waiting passengers, and do not need to be more than those of a busy subway station in a busy area.
Several commenters raised the idea of shelter. One option, raised by James Sinclair, is an arched glass roof over the station, on the model of Milan. This involves above-ground infrastructure, but the arched structure is only supported at the margins of the compound, which means that the primary feature of a hole-in-the-ground station, the lack of anything that the track area must support the weight of, is still true. I do not think it’s a bad idea; I do, however, want to raise three additional options:
Do nothing. A large proportion of the usable area of the platforms would be located under the walkways above, or under the escalators and staircases. Having measured the depth more precisely, through Plate 14 here, I found it is 13 meters from street level to top of rail, or 12 from street level to platform level, translating to 21 meters of escalator length, plus 2.2-2.5 meters on each side for approach (see page 23 here). About 16 of those 21 (18.5 out of 25.7, counting approaches) meters offer enough space for passengers to stand below the escalators, leading to large areas that could be used for shelter, as noted in the waiting section above.
Build a simple shelter. Stockholm-area train stations have cheap corrugated metal roofs over most of the length of their platforms. These provide protection from rain. Of course those roofs require some structural support at the platform, but because they’re not supposed to hold anything except rainwater, those supports are narrow poles, easy to move around if the station is reconfigured.
Build a street-level glass pane. This may be structurally intricate, but if not, it would provide complete shelter from the elements on the track level, greatly improve passenger circulation, and create a new public plaza. But in summer, the station would be a greenhouse, requiring additional air conditioning.
Note that doing nothing or building a simple shelter would not protect any of the track level from heat or cold. This is fine: evidently, open-air stations are the norm both in cities with hotter summers than New York (Milan is one example, and Tokyo is another) and in cities with colder winters (for example, Stockholm). Passengers are usually dressed for the weather anyway, especially if they’re planning on walking to work from Penn or from the subway station they’re connecting to.
Multiple commenters have said that public art and architecture matter, and building spartan train stations is unaesthetic, representing public squalor. I agree! I don’t think a hole-in-the-wall Penn Station has to be drab or brutalist. It can showcase art, on the model of the mosaics on the subway, or the sculptures on the T-Bana. It can use color to create a more welcoming environment than the monotonous gray of many postwar creations, such as the Washington Metro. The natural sunlight would help a lot.
But more than that, the walkways themselves could be architectural signatures. The best way to build them without supporting them on the track level is some variant on the arch bridge – either the classical arch bridge (which would require three or four spans), or a through-arch. This gives a lot of room to turn the bridges into signature spans. The design work would raise their cost, but short pedestrian bridges tend not to display the same cost structure as massive vehicular ones; the Bridge of Strings, a Calatrava-designed light rail bridge on a line that cost far more to build than light rail should cost, was $70 million for 360 meters. The walkways would not carry light rail, and would be about 140 or 150 meters in span.
Commenters both here (Caelestor) and on Streetsblog (Bolwerk, Matthias, C2check) have brought up transit-oriented development as a reason to allow a tall building on top of the station. With respect, I think on top of a train station is exactly the wrong place to build a tower. Let’s Go LA has an explanation for why the engineering for air rights is so complicated, although he stresses that Penn Station and Grand Central, which were built with the expectation of future high-rise air rights, are exceptions. I’ll add that Penn Station track simplification would also remove many crossovers and switches, making it easier to build air rights. That said, the track spacing is not friendly to the column spacing he proposes.
In New York, the tallest and most expensive recent private-sector office tower on solid ground, the Bank of America Tower, cost around $6,000 per square meter of floor space, in today’s money. Some of the luxury residential towers are more expensive; so are the new World Trade Center buildings, e.g. One World Trade Center was $12,000 per m^2. But the office towers cluster in a specific band of cost, around $2,500 to $5,000 per square meter, with taller towers generally more expensive. The Hudson Yards air rights towers cost in the $10,000-14,000 per square meter range, as much as One World Trade Center. Contrary to Bloomberg’s promises of windfall property tax revenues as his justification for the 7 extension, the city has had to offer tax abatement to encourage developers to build at those prices. Amtrak’s plan for Penn Station South assumes the block immediately south of Penn Station would cost $769 million to $1.3 billion to acquire; when I roughly computed its floor area by counting floors per building, I got 100,000 m^2, which means the price of real estate in that area, $7,700-13,000/m^2, is no higher and may be lower than the construction cost of air rights towers.
In contrast, some sites on firm ground immediately surrounding Penn Station are ripe for redevelopment. The block south of Penn Station, as noted above, has about 100,000 m^2, for a block-wide floor area ratio of 6.7. The Empire State Building’s floor area ratio is 33, so replacing the block with closely spaced supertall towers would require developers to burn just 20% of their profit on acquiring preexisting buildings. To the north of Penn Station, the two sites at 7th and 8th Avenues, flanking One Penn Plaza, are flat; so is nearly all of the western part of the block northeast of Penn, between 33rd and 34th Streets and 6th and 7th Avenues. Eighth Avenue is not developed intensely at all in that latitude – it only becomes important near Times Square. Supertall buildings surrounding Penn Station could even be incorporated into the station complex: railroads using the station might decide to lease offices in some of them, and the exteriors of some of those buildings could incorporate large clocks, some signage, and even train departure boards.
TheEconomist, who has had some truly out-of-the-box ideas, raises a very good point: how to phase the deconstruction of Penn Station in ways that allow service to continue. I don’t have a complete answer to that. Arch bridges, in particular, require extensive falsework, which may complicate matters. However, a general phase plan could consist of knocking down the above-ground buildings, then removing the upper concourse (leaving only the lower), and then removing arms of the lower concourse one by one as the walkways above them are built.
In comments here, people have suggested several alternatives to my proposal to reconfigure Penn Station to have 12 tracks and 6 island platforms between them. There should be 6 approach tracks, as I outlined here: southern approach tracks, combining new Hudson tunnels with a link to Grand Central (which I call Line 2); central tracks, combining the preexisting Hudson tunnels with the southern East River Tunnels (Line 1); and northern tracks, combining the realigned Empire Connection and West Side Yard with the northern East River Tunnels (Line 3).
In my view, each approach track should split into two platform tracks, flanking the same platform. In this situation, there is no need to announce track numbers in advance, as long as the platform is known. Stockholm does this on the commuter lines at Stockholm Central: the northbound lines use tracks 15 and 16 and the southbound lines use tracks 13 and 14, with a platform between each of these track pairs, and until a few minutes before a train arrives, it’s signed on the board as “track 13/14” or “track 15/16.”
The compound looks 140 or 150 meters wide; the maps are unclear about to what extent Penn extends under 31st and 33rd, but according to a diagram Joey shared in comments, it extends quite far, giving 150 meters or even a bit more. Under my proposal, this is enough for 6 platforms of 17 or 18 meters. It sounds like a lot, but it isn’t, especially on Line 3, where Penn Station is the only CBD train station, which implies entire trains would empty at Penn in the morning rush hour. (Line 2, which I expect to be the busiest overall because it’d serve both Penn and Grand Central, is the one I expect to have the least platform crowding problems, precisely because it’d serve both Penn and Grand Central.)
Staircases should be 3 meters wide. Escalators with 1-meter steps have 1.6-meter pits; their capacity is theoretically 9,000 passengers per hour, but practically only 6,000-7,000. Clearing 30 entire trains per hour, filled to seating capacity with 4 standees per square meter of standing space, requires moving about 75,000 passengers per hour. (Per meter of train length, this is comparable to the 4/5 trains and the RER A at their peaks.) With 6 access points, this requires 2 up escalators per access point. The minimum is then 3 escalators, running 2-and-1 at the peak; 4 is better.
In comments, Ari Ofesvit proposes the Spanish solution, which I’ve discussed in previous posts. I’m now convinced it is not the right solution, simply because it compels platforms to be too narrow (about 8.6 meters), which has room for exactly half of what a standard platform twice the width would have, without the possibility of running 4 escalators 3-and-1 at the peak. My comment in that post has more detail, albeit with the assumption that the compound is 140 meters wide.
Fbfree proposes something else: more platforms for intercity trains. Giving intercity trains more platforms (as is done in Stockholm, which has just two approach tracks to the south) gives them more time to dwell; unfortunately, it also narrows the platforms for the regional trains, precisely the ones that can expect the most crowding. Even a single-track platform would take up space out of proportion to the number of passengers it would serve.
Pedestrian throughput is, at the maximum, 81 people per meter of walkway width per minute; this assumes two-way flow, but the numbers for one-way and multiway flow aren’t too different. This is a little less than 5,000 per meter-hour. An escalator bank with two up escalators then needs almost 3 meters of unobstructed platform width on one side (the other side can be used as overflow, but most passengers would use the side of the platform the train discharged them on). This is easy to supply with a 4-escalator bank on a 17-meter platform (there would be 3.8 meters); on an 8.6-meter Spanish platform, there’s only one up escalator per bank, so half the width is required, and is indeed obtainable. But if there are extra platforms for intercity trains, this becomes more strained.
For maximum throughput, it is necessary to minimize separation between escalators on the platform, down to about 6 meters plus approaches, in order to allow wider walkways, which in this case would make the walkways about 25 meters wide. The point here is that the walkways have to have very high pedestrian capacity, since each of them is fed by escalators from all platforms. At 25 meters, the capacity is about 15% less than that of two up escalators per access point (121,500 vs. 144,000), which is fine since some platforms (Line 2 in both directions, Line 3 eastbound in the morning and westbound in the afternoon) would not have so much traffic. But putting in elevators would disrupt this flow somewhat.
I see two ways to increase capacity in the future, if train traffic warrants it: first, build the glass floor/ceiling I outlined above, in the shelter section. This is the simplest possibility. Second, build three more walkways, midway between 7th and 8th Avenues and the two walkways already discussed, and have each walkway or avenue serve only half the platforms – one serving eastbound platforms, one serving westbound platforms. At this point the station would be half-covered by walkways, if they are all about 24 meters wide, but the walkways could be narrowed; as long as they are longer than 15 meters, any passenger arriving on a platform by any of the included access points would be sheltered by the walkway serving platforms in the opposite direction. Elevators should go from each walkway to each platform still, which would facilitate transfers, but the workhorse escalators would spread the load among different walkways.
I’d originally thought that the walkways could host retail and food concessions. The calculation in the preceding section suggests that this wouldn’t be possible, unless the walkways are widened beyond the escalators, with concessions on the outside. Every meter of walkway width would be required for passenger circulation. Even information pamphlets might be restricted to the very edges of the walkways; train departure boards would have to be mounted in the air, for example on the support cables if the through-arch option were chosen for the walkways.
However, there is ample room directly beneath the escalators, staircases, and walkways. With the caveat that escalators of such length need an extra midway support point, they would still have a lot of space underneath: 15-16 meters with sufficient clearance for people to stand comfortably (say, at least 2.5 meters of clearance above); with the upper approaches and the walkways, this is 60-62 meters of largely unobstructed space, for a 60*10 space that could be used in almost any way. Even in the 5-6 meters with less clearance above to the escalator, it’d be possible to use the space at least partly – for example, for sitting, or for bathrooms, the minimum clearance is reduced (I’m writing this post from my apartment, where the ceilings slope down, and the ceiling height above my couch is about 1.5 meters).
There would be two such 60*10 spaces per platform, plus two smaller spaces, near 7th and 8th Avenues, depending on exact placement of access points to the subway. This gives us twelve 60*10 spaces. I doubt that they could ever host high-end concessions, such as full-service restaurants: passengers would probably not go out of their way, to a platform that they weren’t planning on using. This means newsstands could succeed, but not much else; food would have to be shunted to the streets, and presumably restaurants would pay extra to locate right outside the compound. In lieu of concessions, those spaces could host sundry uses, including additional circulation space, information pamphlets, busker performance space, waiting areas for passengers, public art displays, and waiting areas for train crew and cleaners.
Note: this is a somewhat trollish proposal, but I do think it should be considered.
New York Penn Station is a mess. Its platforms are infamously narrow, with only enough room for single-direction escalators, leading to overcrowding during peak hours, as passengers scramble to find an up escalator or a staircase. Its two concourses are confusing and cramped, and have claustrophobic low ceilings. Trains’ track assignments are only announced minutes in advance (as at other major US stations), leading to last-minute passenger scrambles to get onto the platforms. Everyone with an opinion, from the city’s architect community to the Regional Plan Association to Amtrak, wants to build an alternative. Let me propose something simpler and cheaper, if uglier: eliminate all above-ground structures, and reduce Penn Station to a hole in the ground.
Most of the preexisting plans for Penn Station do not do anything about the track level. It’s assumed that the tracks will remain narrow, that trains will not run reliably enough for consistent track assignments, and that dwell times will remain high. The architects’ proposals involve a nice station headhouse to make passengers feel important. Amtrak wants to decamp to a nice headhouse at Moynihan Station, again to make its passengers feel important, and add a few extra tracks without fixing the existing ones. The RPA proposal is heavy on redevelopment but says nothing about moving trains in and out more efficiently. Only Penn Design’s proposal says anything about consolidating platforms, in addition to constructing a headhouse, but the need to maintain a pretty headhouse places constraints on the ability to move tracks and platforms.
Eliminating the headhouse moves the focus from making passengers feel important to getting passengers in and out as fast as possible. Most importantly, it means there’s no need for girders and columns all over the track level; they support the buildings above the station, including the headhouse, and would not be needed if the station were a simple open cut. Those girders make it hard to move the tracks and platforms – the only reasonable option if they are kept is to pave over pairs of tracks between platforms to create very wide platforms, which would not be well-aligned with the approach tracks.
In the hole in the ground scenario, the two blocks from 7th to 8th Avenue, from 31st to 33rd Streets, would have no above-ground infrastructure. This requires demolishing Two Penn Plaza and Madison Square Garden. Two Penn Plaza is a building of 140,000 m^2, in a city where the private sector builds office towers of such size for about $750 million (at least when they’re not above active railyards); the city has been making noises about moving Madison Square Garden, although in 2013 it extended its lease by ten years. The tracks and platforms would thus be in the open air, and even from the depth of the platforms, passengers could see the surrounding buildings, just as they can in the open cut west of 9th Avenue, just before trains head into the North River Tunnels.
The two-block compound would be trisected by a pair of wide walkways, as wide as a Manhattan street, parallel to 7th and 8th Avenues. Each of the two walkways would have an access point in each direction toward each platform; with the current narrow platforms this means single-direction escalators, but as tracks would be moved and platforms widened, this would be a pair of wide single-direction escalators flanking a wide staircase. There would be an additional access point heading west out of 7th Avenue and one heading east out of 8th, for a total of six per platform. This is an improvement over the current situation, in which the number of access points ranges from four to six, excluding the LIRR’s West End Concourse, which is west of 8th and thus excluded from this discussion; see diagram here. Penn Station’s tracks are about 14 meters below street level; with 30-degree escalator angles, this means that the escalators would be 24 meters long plus short approaches, say 28 meters total, and this provides adequate separation between access points on the platforms as well as on the two walkways, although unfortunately the spacing on the platform would not be even. For disabled access, elevators would be provided at 7th and 8th Avenues and on both walkways.
The main functions of a train station would be devolved to the surrounding streets and the two walkways. Large clocks, mounted on the high-rise towers next to the station, would show the time. Screens posted over the entire compound would show train departure and arrival times and track assignments. The walkways, and the sides of 7th and 8th Avenues facing the compound, would have ticket-vending machines, selling tickets for all railroads using the station; if the platforms were widened, then there would be room for TVMs and some retail on the platforms themselves. There might even be room for some kiosks on the walkways and food trucks on the streets and avenues. Large ticket offices are not required, and small ones can fit either on the walkways or in a building storefront on the perimeter of the compound.
The technological advances of the last half-century or so have largely made station headhouses obsolete. Train stations used to have telegraph operators; they no longer do. They used to have mail sorting space; mail is now carried by air and road, or electronically. TVMs allow passengers to obtain tickets without buying them at ticket offices, and nowadays e-tickets are making TVMs somewhat obsolete as well. Checked baggage is largely a thing of the past. Transportation companies that aim at low costs, including low-cost airlines and intercity express buses, barely have stations at all: intercity buses pick up at curbs, while low-cost airlines often prefer budget terminals with reduced infrastructure. As far as possible, this is the way forward for train stations as well. Recall that my proposal for a Fulton Street regional rail station followed the same logic, using the street as its mezzanine. This is the way forward for Penn Station, too.
There’s an article in the New York Times by its architecture critic Michael Kimmelman, making a forceful case for the Gateway Project’s necessity. Like nearly all transit activists in New York, I think new Hudson tunnels are the top infrastructure priority for regional rail; like nearly all transit activists, I groan at Amtrak’s proposed budget, now up to $16 billion (but unlike most, I think that it should not be built unless costs can be brought down – I’d peg their worth at $5 billion normally, or somewhat more in a crunch). I would like to explain one specific piece of scope in Amtrak’s plan that can be eliminated, and that in fact provides very little transportation value: Penn Station South.
Like all proposals for new Hudson tunnels, Gateway is not just a simple two-track tunnel between New Jersey and Penn Station. No: the feuding users of Penn Station all think it needs more tracks. The rejected ARC proposal had a six-track multilevel cavern, and Gateway has Penn Station South, a proposal to demolish an entire block south of Penn Station and build seven additional platform tracks. The cost of just the real estate acquisition for Penn South: $769 million to $1.3 billion, at today’s prices. Trains using the preexisting tunnels would have to go to the preexisting Penn Station tracks, which I will call Penn Classic; trains using the new tunnels could go to either Penn Classic or Penn South, but the junction is planned to be flat. For illustration, see PDF-p. 12 of a press release of the late Senator Lautenberg, and a clearer unofficial picture on Railroad.net.
As a result of this proposed track arrangement, train services would initially suffer from the capacity limitations of flat junctions. Like Penn Station’s tracks 1-4, Penn South would be terminal tracks. This means that the only service possibilities are as follows:
1. Schedule all through-trains, such as Amtrak trains, through the preexisting tunnels.
2. Do not schedule any westbound trains from Penn South or any eastbound trains entering the preexisting Penn Station tracks: for example, no westbound trains from Penn South in the morning peak, and no eastbound trains entering Penn Classic in the afternoon peak.
3. Schedule around at-grade conflicts between opposing traffic.
Option #2 is impossible: Penn South has 7 tracks. If trains can enter but not leave in the morning, there will be room for 7 trains entering in the morning, a far cry from the several dozens expected. Option #1 is the better remaining option, but is ruled out, since Amtrak wants to use the new tunnels for its own trains. This leaves option #3, which restricts capacity, and complicates operations. Thanks to Amtrak’s imperialism, taking over regional rail projects for its own ends, Penn South has negative transportation value relative to just building new tunnels to Penn Classic’s tracks 1-4 (the transportation value relative to doing nothing is of course positive).
I emphasize that the negative transportation value of Penn South comes entirely from Amtrak’s involvement. The same infrastructure, used by passenger rail agencies that were more interested in providing high-quality public transportation than in turf wars, would have positive transportation value. However, as I explained to Kimmelman, this positive transportation value is low, and does not justify even the cost of real estate acquisition, let alone that of digging the station.
Briefly, as can be seen in the diagrams, the interlocking between the two new tunnel tracks and Penn’s eleven terminal tracks – tracks 1-4 of Penn Classic, and all of Penn South – is exceedingly complicated, which would limit approach speed, and not provide much flexibility relative to the number of tracks provided. This is to a large extent unavoidable when two approach tracks become eleven station tracks, but it does lead to diminishing returns from extra tracks. This is one of the reasons it’s easier if trains branch: it’s easier to turn 12 trains per hour on two tracks than to turn 24 on four (although both are done in Tokyo – indeed, the Chuo Line still turns 27 tph on two tracks).
Avoiding large crunches like this at urban terminals a benefit of through-running. This is hard to realize initially unless the new tunnel is what I call ARC-North. It’s still possible to through-run trains, pairing the new tunnels with the southern pair of East River Tunnels and the old tunnels with the northern pair, but it requires a lot of diverging moves at interlockings, limiting speed. Penn Station plans should be built with a long-term goal of simple moves at interlockings, to (slightly) increase speed and capacity and reduce maintenance needs.
However, it’s still possible to square the circle by requiring trains to turn fast on tracks 1-5 of Penn Station (track 5 splits to a terminating end and an end that runs through east of New York). Tokyo would be able to turn a full complement of 24 trains per hour on these tracks. Most other cities would not. However, as somewhat of a limiting European case, the RER A turns a peak train every 10 minutes on single track at Le Vésinet-Le Pecq, the next-to-last station on the Saint-Germain-en-Laye branch; Le Pecq has two through-tracks (also hosting a train every 10 minutes) and one terminal track. See map and schedule. This does not scale to 24 tph on four tracks; somewhat tellingly, those trains do not continue to the terminus, which is a three-track station, implying turning 12 tph on three tracks is problematic. The RER E turns 16 tph at the peak at Haussmann-Saint Lazare, a four-track city terminus, pending under-construction extension of the line to the west, which would make it a through-station.
If we accept 16 tph as the capacity of new Hudson tunnels without new Penn Station tracks, then the question should be what the most cost-effective way to raise future capacity is. An extra 9 tph, the equivalent of the difference between 16 tph and the 25 tph that the current tunnel runs and that Amtrak projects for Gateway, is within the capabilities of signaling improvements and better schedule discipline. Again looking to Paris for limiting cases, the combined RER B+D tunnel between Gare du Nord and Châtelet-Les Halles runs 32 tph, without any stations in the tunnel (the RER B and D use separate platforms), while the moving block signaling-equipped RER A runs 30 tph on its central segment, with stations (as do the S-Bahn systems of Berlin and Munich). The RER E was planned around a capacity of 18 tph, but only 16 tph are run today. 18+32 = 50 = 25+25. France is not Japan, with its famous punctuality: French trains are routinely late, and as far as I remember, the RER B has on-time performance of about 90% based on a 5-minute standard, worse than that of Metro-North in its better months.
More importantly, dropping Penn South from the Gateway plan saves so much money that it could all go to through-running, via a new tunnel from tracks 1-5 to Grand Central. This is about 2 km of tunnel, without any stations; in a normal city this would cost $500 million, the difficulty of building in Midtown canceling out with the lack of stations, and even at New York construction costs, keeping the tab to $2 billion should be doable. The 7 extension is $2.1 billion, but includes a station; an additional proposed infill station at 10th Avenue, dropped from the plan, would’ve $450 million, giving us $1.6 billion for about 1.6 revenue route-km, rising to 2.3 km including tail tracks – less than a billion dollars per kilometer.
At $2 billion, the premium over $1 billion of impossible-to-cut real estate acquisition costs is down to $1 billion. It’s unlikely the construction cost of Penn South could be just $1 billion, without general reductions in city construction costs, which would enable the Penn-Grand Central link to be cheaper as well. Each Second Avenue Subway station is about a billion dollars, and those stations, while somewhat deeper than Penn Station, are both much shorter and narrower than a full city block. The result is that building a Penn-Grand Central link is bound to be cheaper than building Penn South, while also providing equivalent capacity and service to a wider variety of destinations via through-running.
One difficulty is staging the tunnel-boring machines for such a connection: building a launch box involves large fixed costs, especially in such a crowded place as Midtown. One of the reasons Second Avenue Subway and the 7 extension are the world’s most expensive subway project per kilometer is that they’re so short, so those fixed costs are spread across less route length. The best way to mitigate this problem is to build the link simultaneously with the new Hudson tunnels. The staging would be done on Penn’s tracks 1-4, whose platforms would be temporarily stripped; the construction disruption involved in the tunnels is likely to require shutting those tracks down anyway. Depending on the geology, it may even be possible to use the same tunnel-boring machine from New Jersey all the way to Grand Central.
This doesn’t save as much money – the Penn-Grand Central link is extra scope, with its own costs and risks. However, unlike Penn South, it is useful to train riders. Penn South allows terminating trains at Penn Station more comfortably, without having to hit the limit of large-city terminal capacity; the Penn-Grand Central link creates this capacity, but also lets riders from New Jersey go to Grand Central and points north (such as Harlem, but also such more distant commercial centers as Stamford), and riders from Metro-North territory go to Penn Station and points west (such as Downtown Newark).
Normally, I advocate unbundling infrastructure projects, because of the tendency to lump too many things together into a single signature plan, which then turns into political football, a sure recipe for cost overruns. However, when projects logically lead to one another, then bundling is the correct choice. For example, building an entire subway line, with a single tunnel-boring machine and a single launchbox, usually costs less than building it in small stages, as is the case with Second Avenue Subway. New Hudson tunnels naturally lead into a new tunnel east of Penn Station, regardless of where this tunnel goes; and once a tunnel is built, its natural terminus is Grand Central.
The main street of Hudson County from Jersey City north is Bergenline Avenue. It passes through the densest cities in the US (denser than New York, which is weighed down by outer-urban areas), and hosts frequent jitney service. Last decade, New Jersey began to document jitney service in North Jersey, producing a report in 2011 that identified major corridors; Bergenline is the busiest, with a jitney almost every minute, and almost as frequent additional jitney and New Jersey Transit service on the northern part of the route running into Manhattan via the Lincoln Tunnel. This was discussed extensively on Cap’n Transit’s blog three years ago, and I thought (and still think) Bergenline should eventually get a subway line. I bring this up because of a critical tie-in to Bergenline’s transit service: new mainline Hudson tunnels. If the new tunnels are built to host regional rather than intercity trains, then they should also make a stop at Bergenline to allow for easier transfers from the buses to Manhattan.
Unfortunately, there are no estimates of ridership on the Bergenline buses. The 2011 report did rough counts of passengers per hour passing through a single point, but that is not directly comparable to the usual metrics of ridership per day or per year. Moreover, the report assumed there are 16 passengers per jitney, where, at least in Cap’n Transit’s experience, the jitneys on Bergenline are considerably larger, in the 20-30 passenger range. Either way, they’re smaller than full-size buses, which means we can’t just compare the frequency on Bergenline with that on busy New York bus corridors. However, a bus in that size range almost every minute, both peak and off-peak, is bound to have comparable ridership to the busiest buses in New York: the single busiest, the M15, runs articulated buses every 3 minutes at the peak and every 4 off-peak.
There are several corridors heading into Manhattan. According to the summary on the report’s PDF-page 51, Bergenline has jitneys heading into Port Authority every 2-4 minutes at the peak, and New Jersey Transit buses (routes 156 and 159) every 5 minutes. Paralleling Bergenline, JFK Boulevard East has a jitney every 4-5 minutes (with larger vehicles than on Bergenline), and a New Jersey Transit bus almost every minute at the peak (route 128). There is also very frequent New Jersey Transit bus service, more than once per minute between routes 156, 159, and 166, running nonstop to Port Authority at the peak; unlike the jitneys, New Jersey Transit bus service is extremely peaky, with the combined routes 156 and 159 dropping to a bus every 15 minutes, and the Boulevard East routes (165, 166, 168) dropping to a bus every 9 minutes.
From the New Jersey Transit schedules, peak-hour buses spend 18-19 minutes getting into Port Authority from Bergenline, and 14 minutes getting into Port Authority from Boulevard East. In contrast, a train station located under Bergenline would have service to Penn Station taking about 3 minutes. Trains go through the existing older tunnel at about 100 km/h, and the new tunnel could support at least the same speed, while a through-running service plan would simplify the Penn Station interlockings enough that trains could enter and leave the station at speed. Even allowing for transfer time and for additional wait times, which are very short at the peak anyway, this represents an improvement of more than 10 minutes.
It goes without saying that the service should be frequent and affordable. The fare should be the same as on the subway, with free transfers. There’s some precedent in that PATH charges similar fares to the subway, but free transfers, a basic amenity in regions with integrated transportation planning, would be new to New York. At the peak, all trains would stop at Bergenline, since there’s not enough capacity to mix stopping and nonstop trains on the same tracks given expected traffic. But even off-peak, all trains should continue stopping at Bergenline – as well as at Secaucus – in order to maintain adequate frequency. Given how dense and close to Manhattan the area is, 10 minutes is the maximum acceptable headway, which corresponds to the combined off-peak frequency of all New Jersey Transit trains into Penn Station today.
While the busiest trunk line does not even enter Manhattan, the presence of fast, frequent regional rail with competitive fares is likely to change travel patterns. This is not the same as transit-oriented development: I am not assuming a single new building on top of the Palisades. Instead, some people who live and work in northern Hudson County would shift over time to working in New York, thanks to improved transportation links. In parallel, people working in New York would move to cheaper housing in Hudson County. In the other direction, companies that want to attract reverse commuters might locate to the area around the new station. The overall effect would integrate northern Hudson County into the core better, turning it into more of a bedroom community, like Brooklyn and Queens, while simultaneously concentrating its employment around the station. The upshot is that this station would already come equipped with a huge installed base of feeder buses, which run the route already without a connection to Manhattan. A longer-range plan to build a subway under Bergenline, from Fort Lee to Journal Square, would further integrate the entire west bank of the lower Hudson into the city core.
This tilts the best traffic plan for new tunnels away from Amtrak’s Gateway plan and back toward New Jersey Transit’s various flavors of ARC. First, it’s easier to build the station while the tunnel is excavated than to build the station in the preexisting tunnel. At the same time, whichever tunnel has the station should be the one without intercity trains: all peak trains would have to stop at the station for capacity reasons (there’s no room for bypass tracks), and this would slow down intercity trains unacceptably. Put together, this means Amtrak should stay in the old tunnels and all traffic in the new tunnels should be regional.
Second and more importantly, a high-grade new tunnel pair from New Jersey to Penn Station should also continue onward to Grand Central, with trains running through to Metro-North territory. The importance of through-running and good service to multiple urban nodes is greatest for local service and smallest for long-distance service. In Paris, the RER involves through-service for shorter-range commuter trains; the Transiliens, which terminate at the traditional terminal stations, serve farther-away suburbs. And in Tokyo, the local lines of the JR East network run through whereas the express lines either don’t or have only started doing so recently. The reason is similar to a pattern I mentioned before about airports: at long range, people only travel to the city for functions that their region lacks, and those are usually centered on the CBD, whereas at short range, people travel in all directions. The upshot of this discussion is that a Bergenline stop is likely to add many local travelers to the system, and they should get the service that’s more useful for their needs.
Of course, a good service plan will involve through-running in both the old and new tunnels. However, through-running is more valuable in the new tunnel, going to Grand Central, than in the old tunnel, going to Long Island and the Northeast Corridor. As a judgment call, I believe that through-running to Grand Central, Harlem, and the South Bronx connects to more neighborhoods than through-running to Sunnyside, Flushing, and Jamaica. It also has better subway connections, to the 4/5/6 if to nothing else, and local riders are accustomed to two-seat rides and subway connections. Finally, under a fuller regional rail plan, including service to Lower Manhattan, Grand Central has connections to Lower Manhattan and Downtown Brooklyn whereas Penn Station and Sunnyside don’t.
In contrast, Amtrak’s plan gets it exactly backward in proposing to use the Gateway tunnel for its own trains and some additional regional trains. The only advantage of this plan is that it would be possible for regional trains to maintain higher speed through the wider-diameter new tunnel (intercity trains could raise speeds more easily, since high-speed trains are pressurized to limit ear popping when they enter tunnels). But by hogging slots in the Penn Station-Grand Central tunnel, Amtrak would force many local and regional rail riders onto trains that do not serve their destination directly and do not have an easy transfer to it.
The only drawback of this plan is cost. The station would be located deep beneath the Palisades, complicating its construction. While the access shafts are not difficult – vertical bores for elevators are simply to build – the station itself would require blasting a cavern, or using a large-diameter bore. The cavern option is not cheap. I am not going to try coming up with a cost estimate, but I will note that the station caverns of Second Avenue Subway Phase 1, which are built cut-and-cover rather than blasted from inside, are around a billion dollars each. A large-diameter bore is more attractive, but is more expensive than twin small-diameter bores if there are no stations, and may well have difficulties emerging at the Manhattan end.
Without reliable estimates for either the incremental cost or the incremental ridership, I can’t say whether this is a cost-effective proposal. I suspect that it is, given the high ridership of the Bergenline buses and the high density of the region. Part of what makes an S-Bahn or RER system successful is its service to urban neighborhoods and not just suburbs and CBDs, and Bergenline could be a good addition to the system that the region should be building.
Update: see corrected Shinkansen staffing numbers below
The last few decades have seen the growth of airlines and bus operators that reduce operating costs using a variety of lean-production ideas, chiefly using the equipment for more hours per day to earn more revenue with the same fixed costs. This hasn’t generally happened for rail, even in the presence of competition between operators. There is one low-cost option, on the TGV network, which like Ryanair and easyJey cuts costs not only by leaner production but also by reducing passenger comfort and convenience. I contend that an intermediate solution should be investigated: lean like Southwest and JetBlue, but without the extra fees, which are lower on those two airlines than on legacy US airlines.
First, the preexisting fares. In Japan, JR Central charges an average of $0.228 per passenger-km on the Shinkansen, JR East charges $0.245, JR West charges $0.208. In Japan nearly all intercity service is Shinkansen; averaging all JR East rail other than Tokyo-area commuter rail, even commuter rail around Sendai and Niigata, drops the average marginally, to $0.217. European intercity rail fares per passenger-km are lower: €0.104 on RENFE (PDF-p. 27), €0.108 on DB, and €0.112 on SNCF. All of those companies are profitable and do not receive subsidies for intercity rail, with the exception of RENFE, which loses small amounts of money (-0.8% profit margin). This is far lower than Northeast Corridor fare, which, as of the most recent monthly report, averages $0.534 per passenger-km on the Acela and $0.292 on the Regional.
Now, we can try penciling what operating costs should be. The most marginal costs, which grow linearly with the addition of new service, look a lot like those of low-cost private bus operators: crew, cleaners, energy, rolling stock acquisition, rolling stock maintenance. I am specifically handwaving the peak factor – frequency is assumed to be constant, to establish the operating cost of the base rather than that of the peak. I am going to assume 1,120 seats per train, all coach, about the same as a 16-car Shinkansen with 2+2 standard-class seating, or 70 per car. First class should be thought of as an equivalent of buying extra seats – fares should scale with the amount of space per passenger, and at any rate most cars are coach. Occupancy rate will be taken to be 57%, for a round 40 passengers per car; this is well within the range of HSR occupancy.
The cost turns out to be quite low – this is similar to the analysis in Reason & Rail from 2 years ago, except for now I’m leaving out infrastructure costs, which in that analysis are the dominant term, and so excluding them leads to very low costs. It is about three cents per passenger-km in operating and maintenance costs. This is of course not what HSR currently costs, but should be thought of as a lower limit or as the marginal cost of increasing base service.
A crew on a high-speed train is a train driver and a conductor. A 16-car Shinkansen train
appears to have one conductor judging by the single conductor’s compartment has three conductors (see Andrew in Ezo’s comment below); the TGV has much more staffing, with the low-cost TGV having four. US salaries are high because the railroads have good unions: according to the Manhattan Institute’s applet for public employees’ salaries, on the LIRR, the average train driver makes $103,000 a year (search for “engineer”) and on Metro-North $115,000 (search for “locomotive engineer”). This is higher than on the Shinkansen. A conductor makes $98,000 on the LIRR and $105,000 on Metro-North. Figure $240,000 per year for a two-person crew $440,000 per year for a four-person crew.
We need to convert this to operating hours. On the LIRR and Metro-North, there are about 4,500 revenue car-hours per driver-year, which translates to about 600 revenue train-hours. At an average speed of 200 km/h, HSR would cost
$2 $3.67 per train-km, or $0.003125 $0.0057 per passenger-km. But Metro-North and the LIRR are inefficient due to a prominent peak making smooth scheduling difficult; HSR can schedule a simple shift with a roundtrip of about 6-7 hours plus rest time, and if each employee does this 5 days a week minus holidays this is 1,200 revenue hours. This halves the cost. Conversely, going to 4 conductors, with a five-person crew paid a total of $540,000 per year, raises the cost to $0.007 per passenger-km, still low.
Electricity consumption can be calculated from first principles based on acceleration characteristics, or based on real-life HSR consumption levels. For the latter, a UIC paper claims 73 Wh/passenger-km on PDF-p. 17; this appears to be based on an assumption (see PDF-p. 33) of 70% occupancy but a train that is smaller (397 seats for 8 cars) and heavier (425 t vs. 365 t for an 8-car Shinkansen). Correcting for these gives 54 Wh/p-km. When I try to derive this from first principles assuming Northeast Corridor characteristics but with substantial segments upgraded to 360 km/h, I get about 50 Wh/p-km; this doesn’t include losses between catenary and wheel or regenerative braking, which mostly cancel each other out with losses being a little bigger. Rounding up to 56 Wh/p-km and using a transportation-sector electricity cost of $0.125 per kWh, we get $0.007 in electricity cost per passenger-km.
Cleaning should be done as fast as possible, with large crews working to turn trains around in the minimum amount of time based on safety margins and schedule recovery. JR East cleans Shinkansen trains in 12 minutes of Tokyo turnaround time minus 5 minutes for letting passengers disembark; the team size is 1 cleaner per standard-class car and 2-3 per green car, for a total of 22. This does not mean we can pencil in just 7 minutes of cleaning, since this doesn’t take into account the cleaning crew’s time waiting for a train to arrive, or downtime in case trains don’t arrive exactly one turnaround time apart. For a 4 tph operation, 15 minutes are fine, but for a 6 tph one, 10 may not be enough, requiring going up to 20. This is once per train run, so once per 720 km. With a team size of 24, that’s 24 person-hours per 720 train-km, or 32 in the 6 tph version.
Again using Manhattan Institute data, cleaners make $50,000 a year; it’s possible wages will have to go up to attract people who can consistently clean a car on the tight schedules posited, but there’s no base of comparison of companies having both Japanese standards for scheduling and American union scales. Say $30 per hour on the job (including downtime and waiting for a train, but not scheduled breaks). In the 6 tph version, this costs $0.002 per passenger-km.
RENFE’s above-linked executive summary includes a breakdown of employees by category (regular, support, and managerial) and gender on PDF-p. 46, whence we can obtain that for each operations employee there are 0.2 managers and 0.07 support employees. For capital projects, the California HSR estimates add 20% for overhead, management, and design, not including contingency, and the Penn Design estimate adds 18% (PDF-p. 247). This should be taken as the marginal cost of extra managers to oversee extra employees hired to provide additional service. In total, this is roughly $0.019 per passenger-km assuming higher crew staffing, and
$0.013 $0.0175 assuming lower staffing.
Rolling stock is more expensive, and should spend as much time earning revenue as feasible based on established maintenance protocols. A large share of the operating costs of high-speed rail comes from the rolling stock: 20% on Madrid-Barcelona according to a RENFE presentation to California HSR whose official source is now a dead link, and, from eyeballing, perhaps 25% according to PDF-p. 8 of a UIC presentation about track access charges. The low-cost TGV doubles train utilization to about a million kilometers a year. This should be routine on Northeast Corridor operations: two round-trips per train, about 14-15 hours per day including turnaround time, 1 million train-km a year. Procurement of new N700s costs about $3 million per car, and Japanese depreciation schedules are over 20 years. Other trains capable of more than 250 km/h cost $4 million per car in China; with mid-life refurbishment of non-trivial cost, they can last up to 40. With 4% interest cost, depreciation and interest are about $280,000 per car-year either way, and if a car travels a million km with 40 people on average, that’s another $0.007 per passenger-km, a substantial sum so far.
Rolling stock maintenance is also relatively expensive. California HSR’s 2012 business plan has a list of costs around the world on PDF-p. 136. JR Central’s rolling stock maintenance is $7.20 per trainset-mile, which with our assumptions translates to $0.007 per passenger-km. European rolling stock maintenance costs are $4.16 per trainset-mile, which appears to be for an 8-car train, so scaling up by a factor of two gives $0.008 per passenger-km. Note that the maintenance of the rolling stock costs as much as the depreciation and interest on its acquisition.
In reality, maintenance depends on both time and distance, so increasing rolling stock utilization leads to lower costs per train-km. Since with those assumptions, the rolling stock costs about as much as the actual operations, this is a major cost cutter, though not a game changer given other costs. Note that the RENFE presentation slide also includes a large array of fixed costs and infrastructure (maintenance, which is very cheap at about $100,000 per route-km per year, and depreciation and interest on construction, which aren’t so cheap) as well as managerial overheads, hence the 20%; the UIC presentation includes some overheads as well. However, those fixed costs are more affordable if they’re spread across more service. A line built to have a 6 tph capacity has the same infrastructure cost at any frequency up to 6 tph.
So far, adding up all the operating and rolling stock costs totals to about
$0.03 $0.033 per passenger-km. This means $11 $12 direct operating costs between New York and Washington or New York and Boston. It’s also a quarter what the Europeans charge for HSR tickets, and an eighth of what the Japanese charge. Despite this, the California HSR numbers are similar, so this analysis passes a sanity check. Again referring to the business plan’s PDF-p. 136, the table claims operating costs per trainset-mile that, after scaling from 8- to 16-car trains, are $0.04 per passenger-km. They exclude rolling stock acquisition, but include maintenance; but the assumptions in the Operations and Maintenance Peer Review are worse than in this post, with worse train utilization (turnaround times are assumed to be 40 minutes on PDF-p. 21) and more staff on board each train (an engineer, a conductor, an assistant conductor, a ticket collector, and a special services employee per 8-car unit, for a total of ten employees for 16 cars).
Still, I have no expectation that anyone can charge
$11 $12 profitably for HSR service between New York and Washington. However, I strongly believe costs could be brought substantially below current rates. I believe the reason SNCF has only begun to do that and other operators not at all comes from two places.
First, infrastructure charges, a third of the cost of both the TGV and the Madrid-Barcelona AVE, are not just about paying off infrastructure costs (both Spain and France are low-construction cost countries for HSR). They transfer profits from the HSR operator to the monopoly infrastructure owner: track access charges were specifically increased in France ahead of the opening of the European rail market to competition, ensuring HSR surplus would go to state-owned infrastructure owner RFF rather than to foreign companies or the customers.
And second, unlike in the US, in Europe low-cost airlines are associated with terrible service: low seat pitch, hidden fees, rigid policies toward carry-on baggage, rigid policies toward missed flights, worse customer satisfaction, secondary airports located far from the cities they purportedly serve. The US has some of this in Spirit Airlines and Allegiant Airways, but it also has Southwest, JetBlue, and Virgin Atlantic, which have high customer satisfaction, flexible tickets, secondary airports located close to city centers (such as Dallas Love Field), and seat pitch equal to or better than that of the legacy airlines, which have degraded service. Europeans hate low-cost flying; Americans hate flying. The result is that Ryanair tars any attempt to lower costs in Europe by associating lean production and high equipment utilization with no-frills third-class service. This might make managers more wary of adopting some of the more positive aspects of low-cost carriers. Japan has no major low-cost carriers, so although it does not have the stigma, it doesn’t have the domestic experience, either.
I do not believe it’s possible for a train to charge
$11 $12 one-way between New York and Washington and stay in business. There needs to be some profit margin, plus paying back infrastructure construction costs. However, I do believe it’s possible to charge closer to that than to present European HSR fares for the same distance (about $45), let alone present Amtrak fares. California HSR is actually pointing the way, but has such high construction costs that paying off even part of construction represents a major rise in ticket fares. The Northeast can and should do better.