Sewer Socialism, or Sewer Neo-Liberalism?

One of the most fundamental questions in urban and transportation governance is the role of ideology. There’s inherent tension between trying to run a government or a government program according to the tenets of socialism, liberalism, conservatism, or any other ideology, and trying to run it pragmatically. I wrote some early posts criticizing the latter tendency, for example here and here; an emergent view coming from the corpus of my political posts here in 2011-2 is that instead of removing ideology from transit politics, ideologues should instead learn best industry practices and use them in the service of their chosen political philosophy. In this post, I’d like to present a more nuanced view about whether this is feasible. Ultimately, I think the situation is unstable: the need to run public services well softens ideologues, while attempts to run ideology-free government involve assumptions that breed outside populist movements.

A few months ago, Sandy Johnston called for a revival of a US tradition called sewer socialism, associated with Socialist Milwaukee mayors Emil Seidel (r. 1910-12), Daniel Hoan (r. 1916-40), and Frank Zeidler (r. 1948-60). The Milwaukee socialists boasted of the municipal sanitation system that they’d built, and were notably corruption-free. This was while they remained in good standing in the Socialist Party, which was orthodox Marxist; Seidel was Eugene Debs’ running mate in the 1912 presidential election.

The problem with the sewer socialist tradition that Sandy cites is that it inevitably makes the sewers more important than the socialism, and soon, the socialists turn into technocrats. This happened to European social democrats starting in the 1930s and 40s. Out of power, and even early in power in the 1920s and 30s, they talked about replacing capitalism with socialism. After years of power, they built public housing for the working class, comprehensive education, and national health care systems, and abandoned revolution; within the US, Zeidler was influenced by Debs and identified as a socialist but explicitly rejected Soviet communism.

The people who passed the laws creating public works, social welfare schemes, and public services were usually committed to social and economic equality, but the people running them would be promoted and rewarded based on competence rather than ideology. A politician could succeed in a social democratic party by showing ability to implement a government program rather than by showing ideological commitment. Sewer socialism turned into sewer big-tent center-left politics, and subsequently into sewer neo-liberalism.

Neo-liberalism is the Great Satan of leftist writing today, and has no agreed upon definition other than “what the leftist writer who uses this term opposes.” Few positively identify as neo-liberal, and the most prominent exception I can think of, Brad DeLong, is someone who specifically enjoys needling the left. For the purposes of this post, I’m going to define neo-liberalism around the following points:

  • Neo-liberals philosophically think in liberal, especially classical liberal, terminology.
  • Market-based solutions to most problems, with the remaining problems cordoned off into areas without political interference, such as central bank independence, and (for neo-liberals more on the left) universal education and health care.
  • A belief in pragmatic, non-ideological governance, to the point of preferring solutions that appear to be reasonable; as a result, few of the people most leftists would identify as neo-liberal are climate hawks, since climate hawks, whatever their other political views, definitionally want aggressive action to mitigate climate change.
  • An attempt to incorporate outsider critiques rather than oppose them heads-on, hence neo-liberal attempts to come up with internal solutions to problems of poverty, inequality, and unemployment.
  • Anti-populism, leading to conflict with not only left-populists but also traditional interest groups such as unions.
  • A positive attitude toward the intellectuals, experts, and technocrats within each field, most famously economics but also the other natural and social sciences.

The populist left today defines itself in diametric opposition to some subset of the above points, and this requires defining itself against the notion that competence in governing is important. This is unmistakable in Jacobin, the most important magazine of the American far left today. Here’s founder and editor Bhaskar Sunkara, in an early interview:

Liberalism has always been an inchoate, diverse ideology. You have some who are more or less operative social democrats; they are pro-union and trying to get back to that golden age of the welfare state. In other words, “class-struggle liberals.” Then you have technocratic liberals, your Ezra Kleins, who also have a very long intellectual tradition. You see it in the history of the press, where we went from a partisan, even ideological press to people like Walter Lippman who made liberalism part of a wider “clean cities, clean government” movement. In the 1960s these technocratic liberals were some of the people cleaning up white racist urban machines. Now they are attacking teachers’ unions and what they see as new city machines, which are predominantly made up of people of color—the people who have mainly benefited from public employment. History has cruel ironies like that.

Or see Sunkara in this extended rant, calling Ezra Klein and Matt Yglesias less than human. Klein is “a technocrat, obsessed with policy details, bereft of politics, earnestly searching for solutions to the world’s problems through the dialectic of an Excel spreadsheet.” Per Sunkara, political success comes not from understanding policy but from emotional appeal, as in the Reagan Revolution, which, he concludes, “wasn’t a policy revolt; it was a revolution.”

There is a reason why ideological movements reject the notion of policy knowledge, of competence. They know that it leads to moderation. Sunkara is educated in the history of socialism and socialist movements, and knows what happened once social democrats had to govern. Even less educated socialists know this on some level, which is why the 1960s’ and 70s’ icon for young leftists was Che Guevara, forever a revolutionary, and not any leader who had to spend any time in power, such as Fidel Castro or even Ho Chi Minh.

While the bulk of this post is about socialism, the same rejection of competence can be seen on the right. Paul Krugman loves to needle the Republicans about it, for example here: for economic analysis, American conservative thinktanks rely on Stephen Moore, Larry Kudlow, and Arthur Laffer, none of whom is a respected economist, rather than on such right-leaning experts as Greg Mankiw, Ed Glaeser, or John Taylor. European mainline conservatives have avoided this, by moderating to the point of accepting the EU, the welfare state, and the advice of the intellectuals. In their stead, right-wing populists have grown in power, taking rejection of any expertise almost as a badge of pride, since they associate expertise with eurocrats; for example, in the Netherlands, the Party for Freedom (PVV) is climate denialist, in the developed country most vulnerable to climate change.

The far left is no more interested in governing than the far right, leading to weakness even on issues the left is supposed to be strong on. In the UK, the current Labour leader, Jeremy Corbyn, got his position on the strength of ideological purity rather than any governing experience; most candidates with government experience are tainted with Blair’s policies, especially the Iraq War. The left is supposed to support transit because it is green and friendly to the poor, and in Britain, the privatization of railroads is now unpopular with the broad public. YouGov proposes that a leader more trusted than Corbyn would be able to turn renationalization into a vote winner. But as related by the then-shadow minister of transport, Corbyn botched a very good opportunity, namely the UK’s annual fare hike, to attack the Cameron administration on rail fare hikes and propose renationalization and reregulation.

I stress that this is not about individual incompetence. The far left does not have a deep bench of people who can run a socialist state well; the people who run socialist programs successfully get accolades from the more numerous moderates and surround themselves with technocrats who are usually not committed to left politics. Corbyn’s opportunity to attack Cameron on rail fares came with the support of Labour’s bench, but his relationship with the rest of the party was always uneasy, and completely unraveled after the Brexit vote; fundamentally, it is not easy for a committed far-left leader to trust a more politically diverse bench.

Five years ago, when I talked about the split in US transit activism between politicals and technicals, I said that both groups were on average slightly left of center, but politicals clustered there, where technicals ranged from far left to reform conservatism (e.g. Reihan Salam) and Rothbardian libertarianism (i.e. segments of Market Urbanism, including Stephen Smith). Yonah Freemark would talk about the dangers and failures of neo-liberalism; in comments, Richard Mlynarik would reference Maher Arar’s extraordinary rendition in discussions of airport security theater, and so on.

Today, the situation has changed. It’s been center-left media outlets like Vox that have talked the most about high US rail construction costs and bad regulations. Among moderates and conservatives, interest never took off, with a handful of positive exceptions like Aaron Renn and again Reihan Salam; City Journal’s Nicole Gelinas remains more interested in cutting wages than in improving efficiency (this post of mine is partly inspired by Gelinas’s claims about wage scales). Most libertarians and many reform conservatives have found dreams of driverless car-share services and view transit as old-fashioned, now as in the 1950s. The growth of US right-populism and its attack on urban intellectuals has also limited concern for reforming transit in publications that should be friendly to this message; The American Conservative is publishing Strong Towns’ Charles Marohn, but overall a rural-dominated radical right is uninterested in either urban infrastructure or pragmatic solutions. Finally, on the far left, the message that political support, even rabblerousing, matters more than cost control, has played well with the growing zeitgeist. By now, the technicals are solidly center-left in practice.

The result is that, as happened to the Milwaukee socialists and to the social democrats on this side of the Pond, any modern-day sewer socialists are necessarily going to moderate. Once moderated, they will not get the support of more radical socialists, who will screamingly accuse them of betrayal. The socialists today know that this is going to happen – unlike in the 1940s, there’s historical precedent for this – and this is leading to the new political split. This is not a resolvable tension. At best, individual center-leftists and leftists who succeed in pushing technical reform can tweak it in ways that help rather than hurt the poor, but collectively there is no way to force reform to be more sewer socialism than sewer neo-liberalism.

When Buses are a Poor Guide to Corridor Demand

Vancouver is going to open the Evergreen Line at the end of the year, an 11-km SkyTrain branch to Coquitlam with a projected ridership of 70,000 per weekday; current ridership on the B-line bus paralleling the route, the 97, is 11,000, the 20th busiest citywide (see data here).

New York is going to open the first phase of Second Avenue Subway at the end of the year or early next year, a total of 4 km of new route with projected ridership of 200,000 per day (see pp. 2-3). The bus running down First and Second Avenues, the M15, has 46,000 weekday riders, trading places with two other routes for first citywide, but first phase only covers a quarter of the route, and the ridership projection in case the entire Second Avenue Subway is built is 560,000; nobody expects the other two top bus routes in New York, the B46 on Utica and the Bx12 on Fordham, to support such ridership if they’re ever replaced with subways.

In Boston, the Green Line Extension northwest in Somerville is projected to have 52,000 weekday riders by 2030. There is no single parallel bus, but a few buses serve the same area: the 101 with 4,800 weekday riders, the 89 with 4,200, the 88 with 4,100, and the 87 with 3,800 (all bus ridership data is from the Bluebook, PDF-pp. 48-54); the busiest of these ranks 28th regionwide.

In all three cases, I think the ridership estimates are reasonable. Vancouver especially has a good track record, with Canada Line ridership meeting projections; it’s harder to tell in New York and Boston, which have not opened a rail line recently (New York’s 7 extension was just one stop, and its predicted ridership explicitly depends on future development). Since in general I do think cities should plan their rail extensions around where the busiest buses are, I want to talk about the situations that create a disjunction.

I mentioned in two past posts that rapid transit that surface transit and rapid transit alignments obey different rules, with respect to street geometry. In the more recent post, I used it to argue that tramway corridors should follow buses. In the older post, I argued that subways can take minor detours or go under narrower, slower streets to reach major destinations, for example Century City in Los Angeles, which is near the Wilshire corridor but not on it. However, the latter case isn’t quite what’s happening in any of the three examples here: Second Avenue Subway follows Second Avenue (though phases 1-2 diverge west to serve Times Square, which is important), and the Green Line Extension and Evergreen Line’s routes are both straighter than any bus in the area.

The situation in Boston and Vancouver is not that there’s an arterial bus that misses key destinations. Rather, it’s that the street network is inhospitable to buses. Boston is infamous for its cowpaths: only a few streets, such as Massachusetts Avenue, are wide and long enough to be reasonable corridors for arterial buses, and as a result, the bus network only really works as a subway feeder, with very high rail to bus ridership ratio by US standards. The corridors that do support busier buses – in the Greater Cambridge sector, those are the 77, 71, and 73 buses – are defined by the presence of continuous arterials more than by high latent travel demand.

Vancouver, of course, is nothing like Boston. Its bus grid is Jarrett Walker‘s standard example of an efficient, frequent bus grid. But this is only true in Vancouver proper, and in parts of Burnaby. In the other suburbs, either there’s an arterial street grid but not enough density for a good bus grid (Richmond, Surrey), or there’s no grid at all (Coquitlam). There’s a bus map of the Port Moody-Coquitlam area, with the 97-B line in bright orange and the 5-roundtrips-per-day West Coast Express commuter rail line in purple; the Evergreen Line will run straight from Port Moody to Coquitlam along an alignment parallel to the railroad, whereas the 97-B has to take a detour. Overall, I would class Coquitlam and Somerville together, as places where the street network is so bad for buses that rail extensions can plausibly get a large multiple of the ridership of existing buses.

Second Avenue Subway phase 1 partly belongs in this category, due to the difficulty of going from Second Avenue to Times Square by road, but high projected ridership on phase 3 suggests something else is at play as well. While First and Second Avenues are wide, straight throughfares, functioning as a consistent one-way pair, two factors serve to suppress bus ridership. First, Manhattan traffic is exceedingly slow. The MTA is proud of its select bus service treatments, which boosted speed on the M15 between 125th and Houston Streets to an average of about 10 km/h; in contrast, the Bx12 averages 13-14 km/h west of Pelham Bay Parkway. And second, the Lexington Avenue Line is 360 meters, so riders can walk a few minutes and get on the 6 train, which averages 22 km/h. The Lexington trains are overcrowded, but they’re still preferable to slow buses.

Now, the closeness to the Lexington trains can be waved away for the purposes of the principle of this post: I am interested in where preexisting transit ridership is not a good guide to future transit ridership, and in this example, we see the demand via high ridership on the 4, 5, and 6 trains. However, the issue of slow Manhattan traffic can be folded generally into the issue of circuitous street networks in Boston and Coquitlam.

It makes intuitive sense that the higher the bus-to-rail trip time ratio is, the higher the rail line’s ridership is relative to that of the bus it replaces. But what I’m saying here goes further: the two mechanisms at hand – a street network that lacks continuous arterials in the desired direction, and extensive traffic congestion – reduce the effectiveness of any surface solution. Is it possible to build tramways in the Vancouver suburbs? Yes. But in Coquitlam (and in Richmond and Surrey, for different reasons), they would be circuitous just like the buses. This also limits the ability of bus upgrades to solve transportation problems in such areas.

Now, what of New York? In theory, a bus or tram with absolute signal priority could run down the Manhattan avenues or the major outer-borough throughfares at high speed. But in practice, there is no such thing as absolute signal priority on city streets. It’s possible to speed up surface vehicles via signal priority, but they’ll still have to stop if cross-traffic blocks the intersection. In Paris, the tramways are not fast, averaging around 17-18 km/h, even though they have dedicated lanes and run on wide boulevards in the outer parts of the city and in the inner suburbs; in contrast, Metro Line 14, passing through city center, averages almost 40 km/h.

The implication here is that when a city develops its subway network, it should pay attention not just to where its busiest surface lines are, but also to which areas have intense activity but have suppressed surface ridership because the roads are slow or circuitous. These are often old city centers, built up before there were cars and even before there was heavy horse wagon traffic. Other times, they are general areas where the road network is not geared toward the desired direction of travel.

In cities without subways at all, there is a danger of overrelying on surface traffic, because such cities often have old cores with narrow streets, with intense pressure for auto-oriented urban renewal as they get richer. This is less common in the developed world, but nearly every developed-world city of note either has a rapid transit network already or is completely auto-oriented and has no areas where the road network is weak. Israel supplies several exceptions, since its transportation network is underdeveloped for how rich it is; in past posts I have already voiced my criticism of the decision to center the Tel Aviv Subway around wide roads rather than the older, often denser parts of the city.

In cities with subways, it’s rarely a systemic problem. That is, there’s rarely a specific type of neighborhood that can support higher rapid transit ridership than preexisting transit ridership would indicate. It depends on local factors – for example, in Somerville, the railroads are oriented toward Downtown Boston, but the streets are not, nor are they oriented toward good transfer points to the subway. This means transit planners need to carefully look at the road network for gaps in the web of fast arterials, and consider whether those gaps justify transit investment, as the GLX and Evergreen Line do.

The Northern Branch Extension is a Waste

As I mentioned in yesterday’s post, negotiations in New Jersey between Governor Chris Christie and the state legislature have resulted in a significant increase in the state fuel tax. The money will raise $16 billion for funding the eight-year Transportation Trust Fund plan, and be matched with federal funds to bring the amount up to $32 billion. Unfortunately, the money is being wasted. Details of most of the plan remain vague, but it appears most of the money will go to road repair; for all I know, $4 billion a year is a reasonable amount for this. But one component of the plan is extension of the Hudson-Bergen Light Rail system north into Bergen County, along the Northern Branch. This is at best a marginal project, and in the long run would make regional rail modernization in Northern New Jersey more difficult.

Despite its name, the HBLR only operates in Hudson County. Plans for extension into Bergen County along the Northern Branch still play an outsized political role due to the name of the line, but have not been realized yet. Right now, the line is partly the light rail system of Jersey City, and partly a circumferential line linking dense areas west of the Hudson, as somewhat of a circumferential. As such, it is a combination of a radial and circumferential. The Northern Branch would send it 13 km farther north into suburbia, terminating in Englewood, a town center with a fraction of the job density of the Jersey City CBD. Projected weekday ridership is 21,000, a little more than 1,500 per km, weak for an urban light rail line. (The HBLR’s existing ridership is 54,000 per weekday on 55 km of route.)

The original cost estimate of the Northern Branch extension was $150 million, low for the length of the line. While reactivating a closed commuter rail like the Northern Branch should be cheaper, the line is single-track still hosts some freight service, so light rail would have to build new tracks in the same right-of-way, raising the cost range to that of urban light rail. Unfortunately, the cost rapidly escalated: by 2009 it was up to $800-900 million, and in 2015, after the proposal was shortened to its current length from an 18 km proposal going deeper into the Bergen County suburbs, the cost was up to $1 billion. The cost per rider is still much better than that of the Gateway Tunnel, but it makes the project marginal at best.

While the high cost may be surprising, at least to the reader who is unused to the expense of building in or near New York, the limited ridership is not. The original plan, going beyond Englewood, would have terminated the line in Tenafly, a wealthy suburb where my advisor at Columbia used to live. Many people in Tenafly objected to that plan, not so much on the usual NIMBY grounds of traffic and noise as on the grounds that the line would not be of much use to them. They were interested in taking public transit to go to Manhattan, and the HBLR system would not be of any use. Of course, Columbia professors would not be using a rail network that went directly to Midtown or Lower Manhattan, but most of the suburb’s Manhattan-bound residents work in the CBD and not at Columbia.

I would probably not be this adamantly against the Northern Branch project if it were just one more over-budget light rail line at $45,000 per projected rider. The US has no shortage of these. Rather, it’s the long-term effect on regional rail.

The Northern Branch would make a good commuter rail line, going from Pavonia (or possibly Hoboken) north to Nyack, connecting to the HBLR at its present-day northern terminus, with about the same stop spacing as the proposed HBLR extension. Potentially it could even get a loop similar to the proposed Secaucus loop of the Gateway project allowing it to enter Penn Station directly. An even better connection would involve a second tunnel between Pavonia, Lower Manhattan, and Atlantic Terminal on the LIRR, with a new transfer station at the junction of the Northern Branch and the Northeast Corridor. Consult this map, depicting the inner segments of various potential commuter lines: the Northern Branch is the easternmost yellow line, the Northeast Corridor is in red and green.

The importance of the Northern Branch for regional rail is threefold. First, the easternmost line in North Jersey today, the Pascack Valley Line, misses a large swath of territory farther east, which is covered by the Northern Branch and by the West Shore Line. The West Shore Line actually passes through somewhat denser suburbs, with more Manhattan-bound commuters, but is a major freight route, whereas the Northern Branch has little freight traffic, which can be scheduled around passenger trains or even kicked out. Second, again shared with the West Shore Line, the Northern Branch provides a north-south line in Hudson County west of Bergen Hill, where there is suitable land for transit-oriented development. And third, the terminus, Nyack, is a town center with a walkable core.

I wouldn’t really object to making the Northern Branch light rail if it were cheap. At the original cost estimate of $150 million, I would be mildly annoyed by the lack of long-term thinking, but I’d also recognize that the cost per rider was low, and at worst the state would have to redo a $150 million project. At $1 billion, the calculus changes considerably; it’s a significant fraction of what a tunnel under the Hudson should cost (though not what it does cost given the extreme amount of scope creep).

High costs, as I said in 2011, should not be an excuse to downgrade transit projects to a cheaper, less useful category (such as from a subway to light rail). In this case we see the opposite happen: high costs are a reason to reject a downgraded project, since the cost per rider is no longer low enough to justify shrugging off the long-term effect on regional rail restoration.

Train Weight and Safety

A recent New Jersey Transit train accident, in which one person was killed and more than a hundred was injured, has gotten people thinking about US rail safety again. New Jersey has the second lowest fuel tax in the US, and to avoid raising it, Governor Chris Christie cut the New Jersey Transit budget (see PDF-pp. 4-5 here); perhaps in reaction to the accident, Christie is announcing a long-in-the-making deal that would raise the state’s fuel tax. But while the political system has been discussing funding levels, transit advocates have been talking about regulations. The National Transportation Safety Board is investigating whether positive train control could have prevented the accident, which was caused by overspeed. And on Twitter, people are asking whether Federal Railroad Administration regulations helped protect the train from greater damage, or instead made the problem worse. It’s the last question that I want to address in this post.

FRA regulations mandate that US passenger trains be able to withstand considerable force without deformation, much more so than regulations outside North America. This has made American (and Canadian) passenger trains heavier than their counterparts in the rest of the world. This was a major topic of discussion on this blog in 2011-2: see posts here and here for an explanation of FRA regulations, and tables of comparative train weights here and here. As I discussed back then, FRA regulations do not prevent crumpling of passenger-occupied space better than European (UIC) regulations do in a collision between two trains, except at a narrow range of relative speeds, about 20-25 mph (30-40 km/h); see PDF-pp. 60-63 of a study by Caltrain, as part of its successful application for waivers from the most constraining FRA regulations. To the extent people think FRA regulations have any safety benefits, it is purely a stereotype that regulations are good, and that heavier vehicles are safer in crashes.

All of this is old discussions. I bring this up to talk about the issue of systemwide safety. Jacob Anbinder, accepting the wrong premise that FRA regulations have real safety benefits, suggested on Twitter that rail activists should perhaps accept lower levels of rail safety in order to encourage mode shift from much more dangerous cars toward transit. This is emphatically not what I mean: as I said on Twitter, the same policies and practices that lead to good train safety also lead to other good outcomes, such as punctuality. They may seem like a tradeoff locally within each country or region, but globally the correlation goes the other way.

In 2011, I compiled comparative rail safety statistics for the US (1 dead per 3.4 billion passenger-km), India (1 per 6.6 billion), China (1 per 55 billion), Japan (1 per 51 billion), South Korea (1 per 6.7 billion), and the EU (1 per 13 billion), based on Wikipedia’s lists of train accidents. The number for India is an underestimate, based on general reports of Mumbai rail passenger deaths, and I thought the same was true of China. Certainly after the Wenzhou accident, the rail activists in the developed world that I had been talking to stereotyped China as dangerous, opaque, uninterested in passengers’ welfare. Since then, China has had a multi-year track record without such accidents, at least not on its high-speed rail network. Through the end of 2015, China had 4.3 billion high-speed rail passengers, and by 2015 its ridership grew to be larger than the rest of the world combined. I do not have statistics for high-speed passenger-km, but overall, the average rail trip in China, where there’s almost no commuter rail, is about 500 km long. If this is also true of its high-speed rail network, then it’s had 2.15 trillion high-speed passenger-km, and 1 fatality per 54 billion. This is worse than the Shinkansen and TGV average of zero fatalities, but much better than the German average, which is weighed down by Eschede. (While people stereotype China as shoddy, nobody so stereotypes Germany despite the maintenance problems that led to the Eschede accident.)

I bring up China’s positive record for two reasons. First, because it is an example of how reality does not conform to popular stereotypes. Both within China and in the developed world, people believe China makes defective products, cheap in every sense of the term, and compromises safety; the reality is that, while that is true of China’s general environmental policy, it is not true of its rail network. And second, China does not have buff strength requirements for trains at all; like Japan, it focuses on collision avoidance, rather than on survivability.

The importance of the approaches used in Japan and on China’s high-speed rail network is that it provides safety on a systemwide level. By this I do not mean that it encourages a mode shift away from cars, where fatality rates are measured in 1 per hundreds of millions of passenger-km and not per tens of billions. Rather, I mean that the entire rail network is easier to run safely when the trains are lighter.

It is difficult to find exact formulas for the dependence of maintenance costs on train weight. A discussion on Skyscraper City, sourced to Bombardier, claims track wear grows as the cube of axle load. One experiment on the subject, at low speeds and low-to-moderate axle loads, finds a linear relationship in both axle load and speed. A larger study finds a relationship with exponents of 3-5 in both dynamic axle load and speed. The upshot is that at equal maintenance cost, lighter trains can be run faster, or, at equal speed, lighter trains make it easier to maintain the tracks.

The other issue is reliability. As I explained on Twitter, the same policies that promote greater safety also make the system more reliable, with fewer equipment failures, derailments, and slowdowns. On the LIRR, the heavy diesel locomotives have a mean distance between failures of 20,000-30,000 km, and the medium-weight EMUs 450,000 (see PDF-pp. 21-22 here). The EMUs that run on the LIRR (and on Metro-North), while heavier than they should be because of FRA requirements, are nonetheless pretty good rolling stock. But in Tokyo, one rolling stock manufacturer claims a mean distance between failures of 1.5 million km. While within Japan, the media responds to fatal accidents by questioning whether the railroads prioritize the timetable over safety, the reality is that the overarching focus on reliability that leads to low maintenance costs and high punctuality also provides safety.

In the US, especially outside the EMUs on the LIRR and Metro-North, the situation is the exact opposite. The mean distance between failures for the LIRR’s diesel locomotives is not unusually low: on the MBTA, the average is about 5,000 km, and even on the newest locomotives it’s only about 20,000 (State of the Commuter Rail System, PDF-pp. 8-9). The MBTA commuter rail system interacts with freight trains that hit high platforms if the boxcars’ doors are left open, which can happen if vandals or train hoppers open the doors; as far as I can tell, the oversize freight on the MBTA that prevents easy installation of high platforms systemwide is not actually oversize, but instead veers from the usual loading gauge due to such sloppiness.

Of course, given a fixed state of the infrastructure and the rolling stock, spending more money leads to more safety. This is why Christie’s budget cuts are important to publicize. Within each system, there are real tradeoffs between cost control and safety; to Christie, keeping taxes low is more important than smooth rail operations, and insofar as it is possible to attribute political blame for such low-probability events as fatal train accidents, Christie’s policies may be a contributing factor. My contention here is different: when choosing a regulatory regime and an overarching set of operating practices, any choice that centers high performance and high reliability at the expense of tradition will necessarily be safer. The US rail community has a collective choice between keeping doing what it’s doing and getting the same result, and transitioning operating practices to be closer to the positive results obtained in Japan; on safety, there is no tradeoff.

Safer Streets: Design is Better Than Enforcement

As some American cities are attempting to reduce the number of car accident fatalities, under the umbrella of Vision Zero, the growing topic is one of traffic enforcement. Streetsblog has long documented many instances in which the police treats any case in which a car runs over a pedestrian as a no-fault accident, even when the driver was committing such traffic violations as driving on the sidewalk. In addition to enforcement, there’s emphasis on reducing the speed limit in urban areas, from 30 to 20 miles per hour, based on past campaigns in Europe, where speeds were reduced from 50 km/h to 30. Unfortunately, street design for lower speeds and greater traffic safety has taken a back seat. This is not the best way to improve street safety, and is not the standard practice in the countries that have reduced car accident rates the most successfully, namely the UK and the Scandinavian countries.

On high-speed roads, one of the most important causes of fatal accidents is the combination of driver fatigue and sleepiness. For some studies on this problem, see here, here, and here. The second link in particular brings up the problem of monotony: if a road presents fewer stimuli to the driver, the driver is more likely to become less vigilant, increasing the probability of an accident. One study goes on and shows that higher speed actually increases monotony, since drivers have less time to register such stimuli as other cars on the road, but this was obtained in controlled conditions, and its literature review says that most studies find no effect of speed. I emphasize that this does not mean that lower speed limits are ineffective: there’s evidence that reducing highway speed limit does reduce accident rates, with multiple studies collected in a Guardian article, and lower accident rates in France since the state installed an extensive system of speed cameras.

But while speed limit reductions offer useful safety benefits, it is important to design the roads to be slower, and not just tell drivers to go slower. Road monotony is especially common in the United States; per the second study again,

While comparing self-reported driving fatigue in the US and Norway, Sagberg (1999) suggests that the higher prevalence of self reported drowsy driving found in the US may be due to differences in road geometry, design and environment, as well as exposure. He argues that the risk of falling asleep is higher on straight, monotonous roads in situations of low traffic, where boredom is likely to occur. This type of roads is more common in the US than in Norway.

The studies I have consulted look primarily at highways and rural roads; I have not found comparable literature on urban roads, except one study that, in a controlled simulation, shows that drivers are better at gauging their own alertness levels on urban arterials than on rural roads. That said, urban arterials share many design traits that lead to monotony, especially in the United States and Canada:

  • They are usually straight, forming a grid rather than taking haphazard routes originating from premodern or early-industrial roads.
  • They are wide: 4-6 lanes at a minimum, often with a median. Lanes are likely to be wide, closer to 3.7 meters than the more typical urban 3 meters.
  • Development on them usually does not form a strong enclosure, but instead commercial developments are only 1-2 stories, with setbacks and front and side parking lots.

Such roads are called stroads in the language of Charles Marohn, who focuses on issues of their auto-centric, pedestrian-hostile nature. Based on the studies about monotony, I would add that even ignoring pedestrians entirely, they are less safe than slower roads, which prime drivers to be more alert and to speed less. It is better to design roads to have more frequent stimuli: trees, sidewalks with pedestrians, commercial development, residential development to the extent people are willing to live on top of a busy road.

Regarding lane width, one study finds that roads are the safest when lanes are 3-3.2 meters wide, because of the effects of wider lanes on driver speeds. A CityLab article on the same subject from two years ago includes references to several studies that argue that wide lanes offer no safety benefit for drivers, but are hostile to pedestrians and cyclists.

This approach, of reducing speed via road design rather than enforcement, is common in Scandinavia. Stockholm has a few urban freeways, but few arterials in the center, and many of those arterials have seen changes giving away space from cars to public transit and pedestrians. Thus, Götgatan is partly pedestrianized, and Odengatan has center bus lanes and only one moving car lane in each direction; the most important of Stockholm’s streets, Sveavägen, has several moving car lanes in each direction, but is flanked on both sides by medium-rise buildings without setbacks, and speeds are rarely high.

When enforcement happens, the great successes, for example in France under the Sarkozy administration, involve automation. Red light cameras have a long history and are controversial, and in France, Sarkozy lowered the speed limits on many roads and stepped up speed camera enforcement. The UK has extensive camera enforcement as well. Human enforcement exists, but is less common than speed cameras. Thus, the two main policy planks Vision Zero should fight for in the US are,

  1. Road redesign: narrower lanes, wider sidewalks, trees, and dedicated bus and bike lanes in order to reduce the number of car lanes as well as provide more room for alternatives. Zoning laws that mandate front setbacks should be repealed, and ideally so should commercial height limits on arterials. In central cities, some road segments should be closed off to cars, if the intensity of urban activities can fill the space with pedestrians.
  2. Lower speed limits in the cities, enforced by cameras; fines should be high enough to have some deterrent effect, but not so high that they will drive low-income drivers bankrupt.

It is especially important to come up with solutions that do not rely on extensive human enforcement in the US, because of its longstanding problem with police brutality and racism. The expression “driving while black” is common in the US, due to bias the police in the US (and Canada) exhibits against black people. In Europe, even when bias against certain minorities is as bad as in the US, overall police brutality levels are lower in the US by factors ranging from 20 to 100 (see for example data here). In my Twitter feed, black American urbanists express reluctance to so much as call the police on nonviolent crime, fearing that cops would treat them as suspects even if they are the victims. When it comes to urban traffic safety – and so far, Vision Zero in the US is an urban movement – this is compounded by the fact that blacks and other minorities are overrepresented in the cities.

This means that, in the special conditions of US policing, it’s crucial to prevent Vision Zero from becoming yet another pretext for Driving While Black arrests. As it happens, it does not require large changes from best practices in Europe, because those best practices do not involve extensive contact between traffic police and drivers.

Recall last year’s post by Adonia Lugo, accusing Vision Zero of copying policy from Northern Europe and not from low-income American minority communities. As I said a year ago, Adonia is wrong – first in her belief that foreign knowledge is less important than local US knowledge, and second in her accusation that US Vision Zero advocates copy European solutions too much. To the contrary, what I see is that the tone among US street safety advocates overfocuses on punitive enforcement of drivers who violate the speed limit or break other law. Adapting a problem that in Europe is solved predominantly with street design and technology (speed cameras don’t notice the driver’s skin color), they instead call for more policing, perhaps because mainstream (i.e. white) American culture is used to accepting excessive police presence.

When Through-Running Is Inappropriate

I support through-running of regional trains: as far as possible, trains should not terminate in major city centers, but instead run through to urban neighborhoods and suburbs on the other side of the CBD. My first blog posts made this point about New York, and over the years I’ve written about this in the contexts of New York, Boston, Washington, Chicago, and Tel Aviv. However, in secondary cities, through-running is not always appropriate policy. If a city is near the edge and not at the center of its metro area, then quite often it’s preferable to run a separate service, which may overlap the primary city’s regional rail system. In some cases, through-running is actively harmful; unfortunately, this is currently done in San Jose and Providence.


Consider the following example city:


The metro area lies on an east-west rail line, and consists of a central city several suburbs; higher-density areas are denoted by darker shades, with the primary CBD in the darkest shade. The city proper also has five secondary CBDs, two of which are on the rail line. On the west, one suburb, really a secondary city, is larger than the rest, and has its own CBD, as job-dense as one of the primary city’s secondary CBDs. With rough symmetry of suburban demand west and east, there is no good reason why trains should not through the primary CBD, and good reasons why they should:

  • People in the eastern suburbs may work in the secondary CBD just west of the primary one, and people in the western suburbs may work in the secondary CBD just east of the primary one.
  • The primary CBD may not have room to park trains at rush hour without a costly railyard expansion.
  • People within the central city may use the line as a rapid transit trunk, to get to either the primary CBD or the two secondary CBDs on the line, as well as to residential neighborhoods not depicted in the diagram.

This is relatively uncontroversial – urban transit is designed along the same guidelines. Also uncontroversial is the question of how far east the commuter line should run: the diagram shows a string of medium-size suburbs, so the line should run as far as the easternmost one, potentially with short-turn runs if the trains at the end are too empty.

The real controversy is how far west to run the service. On the one hand, the secondary city provides a natural outer anchor, with some reverse-peak ridership potential, so there’s an argument for terminating service there. I have criticized the Human Transit model of anchoring as a matter of urban planning, but as a matter of transit planning with fixed urban layout, it is sound; see explanations here and here. On the other hand, there are two smaller suburbs farther west, where people might want to commute to either the primary city or the secondary one, so perhaps service should run farther, with many trains short-turning at the secondary city to avoid running too many empty trains at the western end.

Which of the two options is better – terminating services at the secondary city or continuing onward – depends on the frequency the trunk rail line can support. The reason is that continuing onward requires a very large drop in capacity to avoid empty trains. In the depicted diagram, in relative units, 10% of the western suburbs’ built-up residential area is west of the secondary city; maybe another 10% is the western areas of the secondary city, which could host a station in addition to that at the city’s center. This means that nearly all trains should short-turn; only perhaps one in three or four should continue. If the demand is so intense that a quarter of the base frequency is enough, then trains should continue. But most likely, it isn’t. An individual commuter line with a train every 10 minutes off-peak would be stepped down to every half an hour at the western end, which is borderline; a train every 10 minutes off-peak almost never happens outside Paris, Tokyo, and other enormous systems, except when multiple branches interline to a single trunk.

The alternative is to terminate commuter trains at the secondary city, but then run supplemental service, centered at the secondary city. This supplemental service is not supposed to serve demand into the primary city, handling supercommuters from the western end via a timed transfer (with possible peak through-service), so it can run shorter trains at higher frequency. Sometimes, the secondary city’s CBD must be judged too auto-oriented to be served with commuter rail, and then the correct service pattern is no trains at all west of the secondary city.


In both Providence and San Jose, a situation akin to the above diagram occurs, except without any through-service beyond the primary CBD (respectively, Boston and San Francisco). Of course, San Jose has more residents than San Francisco, 1.03 million compared with 870,000, but it has only 360,000 jobs to San Francisco’s 610,000. Moreover, San Jose’s employment is more dispersed; according to OnTheMap, its CBD’s job density is about comparable to that of Providence’s CBD. Evidently, Caltrain ridership is 13,600 per weekday at San Francisco and 4,200 at San Jose Diridon (PDF-p. 6 here), with both stations located somewhat away from their respective cities’ CBDs. A proper comparison of Providence to Boston is harder to make, since South Station has multiple line and not just the Providence Line, but Providence’s secondary role within New England is well-understood.

In both cities, service runs beyond the secondary city, at reduced frequency. Between San Francisco and San Jose, Caltrain runs 5 trains per hour at the peak, and a train every hour off-peak; but Caltrain also runs three trains per day in each direction south to Gilroy, 47 km to the south (San Francisco-San Jose is 77 km). Between Boston and Providence, a distance of 70 km, the MBTA runs 3-4 trains per hour at the peak and a train every 1.5-2 hours off-peak, but one train per hour at the peak and one train every four hours off-peak continues another 31 km south to Wickford Junction.

Both tails, to Gilroy and to Wickford Junction, are significant drags on the ability of their respective cores to modernize. Ridership is very low: Tamien, just south of San Jose Diridon, has 1,100 weekday riders, but the sum total of all the stations to its south is 559; the two stations south of Providence have between them 454 weekday riders, compared with about 2,300 at Providence and 20,000 on the Providence Line overall (see PDF-pp. 74 and 77 of the 2014 MBTA Bluebook). In both cases, low ridership is a cause of poor service rather than a consequence: Clem Tillier tallied the population and job densities near each Caltrain station and found that, except in the southern neighborhoods of San Jose, there is no real ridership potential on the Gilroy extension; a similar analysis of the Providence Line’s tail has not been carried out, but one of its two stations is in a low-density suburb without many Boston-bound commuters, while Wickford Junction is surrounded by undeveloped land. Caltrain is currently planning to electrify south to Tamien, but there is no justification for continuing electrification further, which means that maintaining Gilroy service would require mixing diesel locomotive-hauled trains with lightweight EMUs; moreover, south of Tamien, the tracks are owned by Union Pacific rather than by Caltrain, and UP has little interest in allowing modern passenger trains on its tracks. In Rhode Island, an additional complication is that the line from Providence down to Wickford Junction is prime high-speed rail territory, and commuter rail ridership is frankly too low to justify complex scheduling with multiple overtakes, unlike the situation farther north in Massachusetts.

In the Bay Area, there is little that can be done, due to the low potential ridership south of Tamien, San Jose’s suburban layout and the distance of Diridon from the CBD, and UP ownership of the tracks. Perhaps a few diesel trains could run to San Jose Diridon with timed transfers to the electrified line from Tamien to San Francisco, but quite likely service could just be canceled. In Rhode Island, Wickford Junction should probably be closed due to low ridership, but Peter Brassard proposed an alternative, a Providence-focused line running short trains at medium frequency (perhaps once every 15 minutes), with very short interstations in order to serve Providence neighborhoods and not just the CBD. Such a line, running at the same average speed as a freight train due to the frequent stops, would interfere heavily with intercity trains, which means that four-tracking the line is a necessary precondition, as discussed here, but this may be worth it given potential local ridership. The most constrained part of the right-of-way is alongside the Route 10 expressway, which requires considerable repairs and is currently being overhauled at high cost.

Amtrak’s Rolling Stock Order: Followup

A year ago, based on a leak from Senator Charles Schumer’s office, I attacked Amtrak for paying double for its new high-speed trains – $2.5 billion for 28 trainsets, about $11 million per car. Amtrak at the time denied the press release, saying it was still in the process of selecting a bidder. However, last week Amtrak announced the new order, confirming Schumer’s leak. The trainsets are to cost $2 billion, or $9 million per car, with an additional $500 million spent on other infrastructure. The vendor is Alstom, which is branding all of its export products under the umbrella name Avelia; this train is the Avelia Liberty.

You can see a short promotional video for the trains here and read Alstom’s press release here. Together, they make it obvious why the cost is so high – about twice as high per car as that of Eurostar’s Velaro order, and three times as high as that of the shorter-lived N700 Shinkansen. The Avelia Liberty is a bespoke train, combining features that have not been seen before. Technical specs can also be seen in Alstom’s press kit. The Avelia Liberty will,

  • Have a top speed of 300 km/h.
  • Have articulated bogies.
  • Be capable of 7 degrees of tilt, using the same system as in Alstom’s Pendolino trainset.

In particular, the combination of high speed and high degree of tilt, while technically feasible, does not exist in any production train today. It existed in prototype form, as a tilting TGV, but never made it to mass production. The Pendolino has a top speed of 250 km/h, and the ICE-T has a top speed of 240 km/h. Faster tilting trains do not tilt as much: Talgo claims the Talgo 350 is capable of lateral acceleration of 1.2 m/s^2 in the plane of the train, which corresponds to 180 mm of cant deficiency, achievable with 2-3 degrees of tilt; the tilting Shinkansen have moderate tilting as well, which the JRs call active suspension: the N700 tilts 1 degree, and appears capable of 137 mm of cant deficiency (270 km/h on 2.5 km curves with 200 mm cant), whereas the E5 and E6 tilt 2 degrees, and appear capable of 175 mm (in tests they were supposed to do 360 km/h on 4 km curves with 200 mm cant, but only run at 320 km/h for reasons unrelated to track geometry).

I have argued before, primarily in comments, that a train capable of both high speed and high degree of tilt would be useful on the Northeast Corridor, but not at any price. Moreover, the train is not even planned to run at its advertised top speed, but stay limited to 257 km/h (160 mph), which will only be achievable on short segments in Massachusetts, Rhode Island, and New Jersey. Amtrak has no funded plan to raise the top speed further: the plans for constant-tension catenary in New Jersey are the only funded item increasing top speed. There is no near-term plan on the horizon to obtain such funding – on the contrary, Amtrak’s main priority right now is the Gateway tunnel, providing extra capacity and perhaps avoiding a station throat slowdown, but not raising top speed.

Running trains at 300 km/h on the segments that allow the highest speeds today, or are planned to after the speedup in New Jersey, would save very little time (75 seconds in New Jersey, minus acceleration and deceleration penalties). Making full use of high top speed requires sustaining it over long distances, which means fixing curves in New Jersey that are not on the agenda, installing constant-tension catenary on the entire New York-Washington segment and not just over 40 km of track in New Jersey to eliminate the present-day 215 km/h limit, and building a bypass of the entire segment in southeastern Connecticut along I-95. None of these is on the immediate agenda, and only constant-tension catenary is on the medium-term agenda. Hoping for future funding to materialize is not a valid strategy: the trains would be well past the midpoint of their service lives, and spend many years depreciating before their top speed could be used.

What’s more, if substantial bypasses are built, the value of tilting decreases. In advance of the opening of the Gotthard Base Tunnel, Swiss Federal Railways (SBB) ordered 29 trainsets, without tilting, replacing the tilting Pendolino trains that go through the older tunnel. SBB said tilting would only offer minimal time reduction. The eventual cost of this order: about $36 million per trainset as long as 8 US cars. On the entire Northeast Corridor, the place where tilting does the most to reduce travel time is in Connecticut, and if the eastern half of the tracks in the state are bypassed on I-95, tilting loses value. West of New Haven, tilting is not permitted at all, because of Metro-North’s rules for trains using its tracks; on that segment, tilting will always be valuable, because of the difficulty of finding good rights-of-way for bypasses not involving long tunnels, but to my knowledge Amtrak has not made any move to lift the restriction on tilting. Even with the restriction lifted, a 300+ km/h train with moderate tilting, like the N700 or E5/6 or the Talgo AVRIL, could achieve very fast trip times, with only a few minutes of difference from a hypothetical train with the same top speed and power-to-weight ratio and 7 degrees of tilt. It may still be worth it to develop a train with both high speed and a high degree of tilt, but again, not at any cost, and certainly not as the first trainset to use the line.

Another issue is reliability. The Pendolino tilt system is high-maintenance and unreliable, and this especially affects the heavier Acela. SBB’s rejection of tilting trains was probably in part due to the reliability issues of previous Pendolino service across the Alps, leading to long delays. Poor reliability requires more schedule padding to compensate, and this reduces the advantage gained from faster speed on curves. While tilting trains are overall a net positive on curvy routes like the Connecticut segment of the Northeast Corridor, they are probably not useful in any situation in which 300 km/h top speeds are achievable for a meaningful length of time. This goes double for the Avelia Liberty, which is not a proven Pendolino but a new trainset, sold in a captive market that cannot easily replace it if there are maintenance issues.

In my post a year ago, I complained that Amtrak’s specs were conservative, and did not justify the high cost. I stand behind that assessment: the required trip times are only moderate improvements over the current schedule. At least between New York and Boston, the improvement (9 minutes plus stop penalty at New London) is less than the extent of end-of-line schedule padding, which is at least 10 minutes from Providence to Boston for northbound trains. However, to achieve these small trip time improvements, Amtrak elected to demand exacting specs from the trainsets, leading to high equipment costs.

In 2013, I expounded on this very decision by borrowing a Swiss term: the triangle of rolling stock, infrastructure, and timetable. Planning for all three should be integrated. For example, plans for increases in capacity through infrastructure improvements should be integrated with plans for running more trains, with publicly circulated sample schedules. In this case, the integration involves rolling stock and infrastructure: at low infrastructure investment, as is the case today, there is no need for 300 km/h trainsets, whereas at high investment, high top speed is required but 7-degree tilt is of limited benefit. Instead of planning appropriately based on its expectations of near-term funding, Amtrak chose to waste about a billion dollars paying double for trainsets to replace the Acela.

Buses Versus Trams: Low-Floor Boarding

For years, Jarrett Walker has been making the point that streetcars do not provide much transportation value over buses. They have higher capacity, because trams can run longer vehicles, but on a medium-ridership bus line without capacity constraints, this is not relevant. As I note in comments, tramways can use rail signaling to get marginal speed advantages, but it’s not a big advantage. They also have slightly lower minimum headways – a single bus route running more often than every 3 minutes will hopelessly bunch, whereas tramways seem capable of higher frequency – but this is again a matter of capacity. And yet, there is an observed rail bias, even when other factors are kept the same: a Transportation Research Bureau report by Edson Tennyson concludes it is 34-43%, using evidence from North American cities in the four decades after WW2. In this post, I would like to propose one mechanism that may produce rail bias even when speed, capacity, and frequency are unchanged.

Low-floor vehicles make it easier to board from raised curbs. Passengers do not need to climb steps as they do on older buses and streetcars, but can walk straight to the vehicle. This speeds up boarding and improves the passenger experience: see p. 14 of a presentation about commuter rail level boarding, p. 64 of a book about low-floor light rail, and a study about bus dwell times in Portland. It’s especially useful for passengers in wheelchairs: as the Portland bus reference notes, the difference between low- and high-floor buses’ dwell times is especially noticeable when there are wheelchair lifts, because operating a wheelchair lift on a low-floor bus is much faster than on a high-floor bus. Low-floor vehicles’ ability to not lose too much time every time a disabled passenger boards or disembarks improves reliability, which in turns allows schedules to be less padded, improving trip times even when no passenger in a wheelchair uses the route.

While high-floor buses and high-floor trains serving low platforms are similar in requiring passengers to climb multiple steps, low-floor buses and trains with level boarding (regardless of whether high or low) are different. Trains run on guideways; they can have the vehicle’s edge exactly level with the platform edge, with narrow horizontal gap. My attempt to measure this on SkyTrain in Vancouver yielded a horizontal gap of about 5 cm, and a vertical gap of perhaps 2 cm; with such gaps, passengers in wheelchairs can board unaided. While SkyTrain is automated rapid transit rather than light rail, nothing about its technology makes the rail-platform gap easier to resolve than on other rail lines.

In contrast, low-floor buses do not have true level boarding. The bus floor is still raised from the curb somewhat, so modern low-floor buses typically kneel, increasing dwell time by a few seconds per stop, to reduce the platform gap. While it’s possible to raise the curbs as at light rail stops, the buses are still buses, and cannot align themselves to be as close to the platform as trains are: without rails, they sway from side to side, so a safety margin is required from the platform edge. As a result, passengers in wheelchairs cannot board unaided without a retractable ramp, which adds considerable dwell time. On board the bus, the more sudden acceleration also requires the wheelchair to be strapped, adding dwell time even further.

Because there is no way to prevent a bus from incurring schedule risk if there’s a passenger in a wheelchair, bus schedules are inherently more vulnerable than train schedules. While few transit passengers are in wheelchairs, passengers who have luggage, walkers, or strollers can get on and off much faster when there’s perfect level boarding, and are slowed by the need to navigate steps or a wide vehicle-platform gap; the schedule will have to take this into account. Low-floor buses reduce this problem, but do not eliminate it.

The limiting factor to bus frequency is not stopping distances, unlike the case of trains. Instead, it is bunching: at very high frequency, small variations in boarding time compound, as fuller buses are harder to board. Soon enough a slightly delayed bus becomes even more delayed as passengers take more time to board, until it bunches with the bus behind it. This effect can be reduced with off-board fare collection, but when the bus is crowded, the combination of narrow passageways and a significant platform gap means that boarding time is nontrivial no matter what.This effect means that all else being equal, a low-floor tramway will be faster and more reliable than a low-floor bus. In practice, all else is not equal, and in particular, in mixed traffic, the bus’s ability to get around obstacles will make it faster. But with well-enforced dedicated lanes, tramways are capable of running reliably with less schedule padding than buses. A familiar experience to North American bus riders – sitting for several minutes as a passenger in a wheelchair boards, and maneuvers awkwardly through the narrow spaces to where the bus driver will strap in the chair – is not an issue on any train with level boarding.

Mixing Circumferential and Radial Transit in the Other Direction

Two years ago, I wrote a post criticizing subway lines that mix radial and circumferential elements. These lines, for examples Shanghai Metro Lines 3 and 6 and New York’s G train before 2001, contain long radial segments, going from an outlying neighborhood toward city center, but then switch to circumferential mode, avoiding city center and instead serving secondary nodes. Such lines do not get high ridership, because they fail at either radial or circumferential transit. Recently, I was challenged in comments about my support for a mixed line that goes in the other direction: circumferential on the outside, radial on the inside. I would like to talk more about such lines.

Consider the following diagram of a subway system:


The city is shown in light gray, with its center in dark gray. There are five subway lines: the red and blue lines are straightforward radials, the green line is a straightforward circumferential, the yellow line mixes radial and circumferential as criticized in my previous post, the pink line mixes radial and circumferential in the other manner, which I will describe in this post.

The reason the yellow line is going to underperform in this system is that it fails as a radial: it does not go to city center, which has the largest concentration of destinations for transit users. People who have equal access to the red and yellow lines, north and south of city center, are much likelier to choose the red line, which takes them where they want to go. The green line fails as a radial too, but has the positive features of a circumferential: it only serves relatively nearby neighborhoods, which are likely to be denser and produce more riders per unit length; it connects to every line in the system; it allows people to connect between two radial lines without going through the congested city center; it has no dominant direction at the peak, so trains are unlikely to be full in the peak direction and empty in the reverse-peak direction. The yellow line has none of these features, unless one wants to connect between the western legs of the blue and pink lines.

The pink line still works as a radial. Its northeastern leg is a straightforward radial, but even its southwestern leg  works as a radial for people who live west of the yellow line and wish to commute to city center. In this way, it is not truly a mixture of radial and circumferential elements the way the yellow line is, but is simply a radial with a circumferential element tacked on at the end.

Whether the pink line’s circumferential tail works must be evaluated against two alternatives: build nothing, and build a radial leg. This is because in an incrementally-built transit system, the radial parts of the line are typically built first, and the circumferential tail is tacked on as a later extension. In the no-build case, the pink line’s southwestern leg would simply be shorter than the other radial legs in this system. In the radial case, the pink line’s southwestern leg would look symmetric with the northeastern leg. This depends on the following factors:

  1. The strength of the radial alternative. If the radial alternative is strong, then this discourages building the circumferential extension, and vice versa. The radial alternative can be weak in several ways: the southwestern quadrant of the city depicted above may be already replete with radial transit and not need more; the population density in the neighborhoods that would be served by the radial option may be low; and the city’s layout may not be the above-depicted perfect circle, so that there is nowhere for the line to turn except sideways.
  2. The strength of the corridor that would be served by the circumferential leg. The leg can never be a complete circle, so it must be evaluated as a rapid transit line on an individual street or corridor. This far out of city center, transit demand on each route is unlikely to be high, but there may well be exceptions, for example if there is a linear secondary CBD. For example, while Seoul Metro Line 2 is fully circumferential, one of its segments follows a Tehran Avenue, a major street in Gangnam with high transit demand, which would justify a subway even if it weren’t part of a large circle.
  3. The strength of the circumferential transit demand from the end of the potential circumferential extension to the radial segment. In the depicted city, there may be strong demand for east-west transit south of the CBD, and the circumferential pink line is then better at serving it than connecting between the red and yellow lines via the blue line.

The original impetus for this post, as noted at the beginning, is a comment challenging me for my support of an extension of Second Avenue Subway Phase 2, going under 125th Street from the planned terminus at Lexington Avenue to Broadway, with stations at the intersection with each preexisting subway line. I contend that in this case, all three factors above point to a very strong circumferential extension. In order:

  1. The radial alternative is to extend Second Avenue Subway to the north, to the Bronx, presumably under Third Avenue, but according to some railfans also under University Avenue. This is problematic, for three reasons. First, the Bronx already has many north-south lines feeding into Manhattan trunk lines, with mediocre ridership. The Manhattan trunk lines are overloaded, but mostly with traffic coming from the Upper East and West Sides, Harlem, and Washington Heights. Second, Third Avenue is close to the Harlem Line, which could be used for local transit if fares and schedules are integrated with the subways and buses. And third, the plan for Second Avenue Subway is for the line to turn west at 125th toward Lexington, since 125th and Second is not as compelling a destination, and this makes it easier to extend the line to the west than to the north.
  2. 125th Street is a very busy street, and acts as the main street of Harlem. Transit demand is high: four bus routes use the street, with a total of 32,630 boardings per weekday on 125th Street, exclusive of other segments of those routes. This count misses people who board elsewhere and get off on 125th, but conversely assigns people who board on 125th and get off elsewhere to this street and not the other segment. But with this caveat in mind, this points to about 11,000 weekday riders per route-km, ahead of New York’s busiest bus per unit length (the M86, with about 7,000), and not far behind the subway average (15,000). This is despite the fact that, in my experience going between Columbia and the Metro-North station at Park Avenue, those buses are not faster than walking.
  3. East-west transit in Uptown Manhattan consists of Pokey-winning crosstown buses; the 125th Street buses are as slow on 125th. An underrated feature of Second Avenue Subway Phase 1 is that it will soon enable a two-seat subway ride from the Upper East Side to the Upper West Side, West Harlem, and Washington Heights. However, this option will require connecting at Times Square, and is useful mainly for people in the southern areas of the Upper East Side connecting to the 1/2/3 rather than to the A/B/C/D. A two-seat ride based on going up Second Avenue to 125th Street and thence connecting to the 2/3, A/B/C/D, or 1 would enable more connections, many without any backtracking. This could have a potential cascading effect on all Uptown east-west buses, and not just those using 125th Street.

Of course, a Second Avenue Subway extension on 125th Street cannot be exactly like the pink line in the diagram above, because a key feature of it is that the circumferential part is not in fact near the outer end of the city. It’s barely 5 km north of the northern edge of Midtown, not even halfway from Midtown to the northern ends of most preexisting north-south subway lines. This is how it can have such high residential and commercial density and strong transit demand. Much farther north, Fordham Road is a very strong bus corridor, with about 4,500 weekday riders per route-km on the Bx12, but this is at much higher speed than in Manhattan, about 13 km/h rather than 5 km/h. An extension of the A east toward the Bronx under Fordham would underperform, because Fordham just doesn’t have that much demand; but 125th does.

The result of this discrepancy is that in a small city, one whose subway system is only about as large as in the diagram, it’s unlikely that such circumferential extensions would work. A radial line built all the way out is going to have as its terminus either a relatively low-density area or an anchor point, such as a commercial center or big housing project, neither of which lends itself to a strong continuous circumferential corridor. A radial line built part of the way to the edge of the city could potentially find a Tehran Avenue or a 125th Street, but if the system is small, with many key outlying neighborhoods still unserved, then it is usually best to keep extending lines outward.

The factors that conspire to make a 125th Street subway extension work are in place precisely because New York already has a large, mature subway network, in which Second Avenue Subway is a relief line. Certainly the projected demand on Second Avenue is very high, but the East Side is already served by a north-south subway 500-600 meters to the west of this line; it’s being built because this subway is overcrowded, not because the East Side has no access. This means that there’s more leeway with choosing what to do with the line once it reaches Harlem – after all, the Bronx subways are not overcrowded, and do not need relief.

Whereas mixed lines like the above-depicted yellow line are always bad transit, mixed lines like the pink line, in which the circumferential part is farther out than the radial part, are potentially an option for large cities that already have many rapid transit lines. They are especially useful for providing connections between closely parallel radial lines when other crosstown transit options are slow, and should be considered as extensions for relief lines, provided the radial lines farther out do not need relief as well.

Northeast Corridor, 95% Cheaper: Frankford Junction

Amtrak’s plan for high-speed rail on the Northeast Corridor, at a cost of about $290 billion depending on the exact alternative chosen, is unacceptably costly. I went into some details of where excess cost comes from in an older post. In this post, I hope to start a series in which I focus on a specific part of the Northeast Corridor and propose a cheaper alternative than what the NEC Future plan assumes is necessary. The title is taken from a post of mine from four years ago; since then, the projected costs have doubled, hence the title is changed from 90% cheaper to 95% cheaper. In this post, I am going to focus on untangling Frankford Junction.

Frankford Junction is one of the slowest parts of the Northeast Corridor today south of New York. It has a sharp S-curve, imposing a speed limit of 50 mph, or 80 km/h. While worse slowdowns exist, they are all very close to station throats. For example, Zoo Junction just north of Philadelphia 30th Street Station has a curve with radius about 400 meters and an interlocking, so that superelevation is low. The speed limit is low (30 mph, or 50 km/h), but it’s only about 2 km out of the station; it costs about 2 minutes, and with proper superelevation and tilting the speed limit could be doubled, reducing the time cost to 25 seconds. In contrast, Frankford Junction is about 13 km out of 30th Street Station; an 80 km/h restriction there, in the middle of what could be a 200 km/h zone, makes it uneconomic for trains to accelerate to high speed before they clear the junction. This impacts about 4 km, making it a 108-second slowdown, which can be mitigated by either more tilting or a wider curve. In reality, a mixture is required.

The NEC Future plan for high-speed rail, the $290 billion Alternative 3, avoids the Frankford Junction S-curve entirely by tunneling under Center City and building a new HSR station near Market East, a more central location than 30th Street; see PDF-pp. 19, 20, and 78 of Appendix A of the environmental impact statement. This option should be instantly disposed of: 30th Street is close enough to the Philadelphia CBD, and well-connected enough to the region by public transit, that it is no worse a station choice than Shin-Osaka. The Tokaido Shinkansen could not serve Osaka Station as a through-station without tunneling; since Japan National Railways wanted to be able to extend HSR onward, as it eventually did with the Sanyo Shinkansen, it chose to serve Osaka via a new station, Shin-Osaka, 3 km away from the main station. Given the expense of long tunnels under Philadelphia, the slightly less optimal station today should be retained as good enough.

A lower-powered plan providing some HSR functionality, Alternative 2, does not include a new tunnel under Philadelphia, but instead bypasses Frankford Junction. On Appendix A, this is on PDF-pp. 19, 20, and 70. Unfortunately, the bypass is in a tunnel, which appears to be about 4 kilometers. The tunnel has to cross under a minor stream, Frankford Creek, adding to the cost. Instead, I am going to propose an alignment that bypasses the tunnel, with moderate takings, entirely above ground.

In brief, to minimize trip times without excessive construction, it is best to use the highest superelevation and cant deficiency that HSR technology supports today. The maximum superelevation is 200 mm, on the Tokaido Shinkansen (link, PDF-p. 41); there were plans to raise superelevation to 200 mm on the Tohoku Shinkansen, to permit a maximum speed of 360 km/h, but they were shelved as that speed created problems unrelated to superelevation, including noise, pantograph wear, and long braking distances. The maximum cant deficiency on existing trainsets capable of more than 300 km/h is about 180 mm, including the E5/E6 Shinkansen and the Talgo 350 and Talgo AVRIL. Tilting trains capable of nearly 300 mm cant deficiency exist, but are limited to 250 km/h so far. With 200 mm superelevation and 175 mm cant deficiency, speed in meters per second equals square root of (2.5 * curve radius in meters); the minimum curve radius for 200 km/h is then 1,235 meters.

An S-curve requires some distance to reverse the curve, to avoid shocking the train and the passengers with a large jerk, in which they suddenly change from being flung to the right to being flung to the left. If you have ridden a subway, sitting while the train was decelerating, you must have noticed that as the train decelerated, you felt some force pushing you forward, but once the train came to a complete stop, you’d be pulled backward. This is the jerk: your muscles adjusted to being pushed forward and resisting by pulling backward, and once the train stopped, they’d pull you back while adjusting back to the lack of motion. This is why S-curves built a long time ago, before this was well-understood, impose low speed limits.

With today’s computer-assisted design and engineering, it’s possible to design perfect S-curves with constant, low jerk. The limits are described in the above link on PDF-pp. 30 and 38. With the above-described specs, both sets of standards described in the link require 160 meters of ramp. For a single transition from tangent track to a fully superelevated curve, this can be modeled very accurately as 80 meters of straight track plus the circular curve (half the transition spiral is within the curve); the displacement from an actual spiral curve is small. For an S-curve, this requires double the usual transition, so 160 meters of tangent track between the two circles; bear in mind that this distance grows linearly with speed, so on full-speed 360 km/h track, nearly 300 meters are required.

Here is a drawing of two circles and a tangent track between them. The curve of course consists only of a short arc of each circle. The straight segment is a little less than 700 meters, which permits a gentle spiral. The curves have radius 1,250 meters. Takings include a charter school, a wholesale retailer, an auto shop, and what appears to be industrial parking lots, but as far as I can tell no residences (and if I’m wrong, then very few residences, all very close to industrial sites). The charter school, First Philadelphia Preparatory, is expanding, from 900 students in 2012-3 to an expected 1,800 in 2018-9. School construction costs in Pennsylvania are high, and $100 million is expected for a school of that size; see also table 5 on PDF-p. 7 here for national figures. The remaining takings are likely to cost a fraction of this one. Even with the high cost of takings, it is better to realign about 2 kilometers of track above-ground, at perhaps $150 million, than to build 4 km of tunnel, at $1.5 billion; both figures are based on cost items within the NEC Future . This represents a saving of about 83% over Alternative 2, which is projected to cost $116-121 billion excluding rolling stock (PDF-p. 42 of chapter 9 of the EIS).

Given the long spiral length, it may be feasible to avoid the charter school entirely. This would probably require shrinking curve radius slightly, permitting 180 or 190 km/h rather than 200 km/h. However, the travel time cost is measured in seconds: with about 11 km from the end of Zoo Junction to the northern end of Frankford Junction, of which 1 is required just to accelerate to speed, the difference between 200 and 180 km/h is 20 seconds. Further savings, reducing this time difference, are possible if the speed limit without taking the school is 190, or if trains accelerate to 200, decelerate to curve speed, and accelerate again to the north. This option would improve the cost saving over Alternative 2 to about 90%.

The correct way forward for affordable improvement of the Northeast Corridor is to look for ways in which expensive infrastructure can be avoided. If a tunnel can be replaced by a viaduct at the cost of a few extra takings, it should be. If an expensive undertaking can be avoided at the cost of perhaps 10 seconds of extra travel time, then it probably should be avoided. There should be some idea of how much it’s acceptable to spend per minute of marginal travel time saving, by segment: the New York-Philadelphia segment has the heaviest traffic and thus should have the highest maximum cost per unit of time saved. But even then, $100 million for 20 seconds is probably too high, and $100 million for 10 seconds is certainly too high.